0000950170-25-010645.txt : 20250129 0000950170-25-010645.hdr.sgml : 20250129 20250129184225 ACCESSION NUMBER: 0000950170-25-010645 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20250127 FILED AS OF DATE: 20250129 DATE AS OF CHANGE: 20250129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kochhar Ajay CENTRAL INDEX KEY: 0001877376 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40733 FILM NUMBER: 25570607 MAIL ADDRESS: STREET 1: C/O LI-CYCLE CORP. STREET 2: 2351 (UNIT 10) ROYAL WINDSOR DRIVE CITY: MISSISSAUGA STATE: A6 ZIP: L5J 4S7 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 2829908 Delaware LLC CENTRAL INDEX KEY: 0001878744 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 0407 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40733 FILM NUMBER: 25570606 BUSINESS ADDRESS: STREET 1: 10-2351 ROYAL WINDSOR DRIVE CITY: MISSISSAUGA STATE: A6 ZIP: L5J 4S7 BUSINESS PHONE: 9055996781 MAIL ADDRESS: STREET 1: 10-2351 ROYAL WINDSOR DRIVE CITY: MISSISSAUGA STATE: A6 ZIP: L5J 4S7 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Li-Cycle Holdings Corp. CENTRAL INDEX KEY: 0001828811 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: C/O LI-CYCLE CORP. STREET 2: 10-2351 ROYAL WINDSOR DRIVE CITY: MISSISSAUGA STATE: A6 ZIP: L5J 4S7 BUSINESS PHONE: 4165833509 MAIL ADDRESS: STREET 1: C/O LI-CYCLE CORP. STREET 2: 10-2351 ROYAL WINDSOR DRIVE CITY: MISSISSAUGA STATE: A6 ZIP: L5J 4S7 4 1 ownership.xml 4 X0508 4 2025-01-27 0001828811 Li-Cycle Holdings Corp. LICY 0001877376 Kochhar Ajay C/O LI-CYCLE HOLDINGS CORP 207 QUEENS QUAY WEST, SUITE 590 TORONTO A6 M5J 1A7 ONTARIO, CANADA true true true false President and CEO 0001878744 2829908 Delaware LLC 2351 ROYAL WINDSOR DR UNIT 10 MISSISSAUGA A6 L5J 4S7 ONTARIO, CANADA false false true false false Common Shares 2025-01-27 4 S false 3207 1.075 D 162573 D Common Shares 3107826 I See Footnote The transaction reported reflects automatic sell to cover transactions that do not represent a discretionary trade by the Reporting Person in order to pay the tax liability arising from the vesting and settlement of restricted stock units ("RSUs"). Includes 142,233 RSUs awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date. On June 3, 2024, Li-Cycle Holdings Corp. effected a share consolidation of its common shares (the "Share Consolidation") at a consolidation ratio of one post-consolidation share for every eight pre-consolidation shares. The number of common shares (including RSUs) beneficially owned as reported on his Form 4 have been adjusted to correct an arithmetic error in a prior Form 4 filing by fully reflecting the Share Consolidation. Held by 2829908 Delaware LLC, a Delaware limited liability company. Mr. Kochhar has the sole power to control the voting and disposition of the common shares held by 2829908 Delaware LLC by oral agreement. Mr. Kochhar is a director and officer of the Issuer. Ajay Kochhar, /s/ Ajay Kochhar 2025-01-29 2829908 Delaware LLC, By: /s/ Ajay Kochhar, Authorized Signatory 2025-01-29