0000950170-24-130652.txt : 20241125 0000950170-24-130652.hdr.sgml : 20241125 20241125173809 ACCESSION NUMBER: 0000950170-24-130652 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241121 FILED AS OF DATE: 20241125 DATE AS OF CHANGE: 20241125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wellings Mark CENTRAL INDEX KEY: 0001990620 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40733 FILM NUMBER: 241497419 MAIL ADDRESS: STREET 1: C/O LI-CYCLE HOLDINGS CORP. STREET 2: 207 QUEENS QUAY WEST, SUITE 590 CITY: TORONTO STATE: A6 ZIP: M5J 1A7 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Li-Cycle Holdings Corp. CENTRAL INDEX KEY: 0001828811 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: C/O LI-CYCLE CORP. STREET 2: 10-2351 ROYAL WINDSOR DRIVE CITY: MISSISSAUGA STATE: A6 ZIP: L5J 4S7 BUSINESS PHONE: 4165833509 MAIL ADDRESS: STREET 1: C/O LI-CYCLE CORP. STREET 2: 10-2351 ROYAL WINDSOR DRIVE CITY: MISSISSAUGA STATE: A6 ZIP: L5J 4S7 4 1 ownership.xml 4 X0508 4 2024-11-21 0001828811 Li-Cycle Holdings Corp. LICY 0001990620 Wellings Mark C/O LI-CYCLE HOLDINGS CORP 207 QUEENS QUAY WEST, SUITE 590 TORONTO A6 M5J 1A7 ONTARIO, CANADA true false false false false Common Shares 2024-11-21 4 A false 31129 0 A 142037 D Common Shares 28779 I By ZCR Corp. At the election of the reporting person, comprises restricted stock units ("RSUs") awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Plan (the "Plan") in lieu of cash compensation under Li-Cycle Holdings Corp. 2024 Director Compensation Program. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. The RSUs shall vest in full on May 23, 2025, subject to the reporting person's continued service through such vesting date. The number of RSUs was calculated based on the closing price of $2.08 per share of common stock on November 21, 2024. Includes 129,209 RSUs awarded to the reporting person under the Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. The RSUs shall vest subject to time-based vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date. Consists of common shares held by ZCR Corp. Mr. Wellings is the sole owner of ZCR Corp. and has voting or investment control over the common shares held by ZCR Corp. /s/ Carl DeLuca, attorney-in-fact on behalf of Mark Wellings 2024-11-25