0001209191-23-053344.txt : 20231023
0001209191-23-053344.hdr.sgml : 20231023
20231023164410
ACCESSION NUMBER: 0001209191-23-053344
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231019
FILED AS OF DATE: 20231023
DATE AS OF CHANGE: 20231023
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Byam Rebecca
CENTRAL INDEX KEY: 0001866256
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40591
FILM NUMBER: 231340371
MAIL ADDRESS:
STREET 1: C/O HCW BIOLOGICS, INC.
STREET 2: 2929 N COMMERCE PKWY
CITY: MIRAMAR
STATE: FL
ZIP: 33025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HCW Biologics Inc.
CENTRAL INDEX KEY: 0001828673
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 825024477
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2929 N COMMERCE PKWY
CITY: MIRAMAR
STATE: FL
ZIP: 33025
BUSINESS PHONE: 954-842-2024
MAIL ADDRESS:
STREET 1: 2929 N COMMERCE PKWY
CITY: MIRAMAR
STATE: FL
ZIP: 33025
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-10-19
0
0001828673
HCW Biologics Inc.
HCWB
0001866256
Byam Rebecca
C/O HCW BIOLOGICS INC
2929 N. COMMERCE PARKWAY
MIRAMAR
FL
33025
0
1
0
0
Chief Financial Officer
0
Common Stock
2023-10-19
4
M
0
47249
0.14
A
621195
D
Stock Option Grant (Right to Buy)
0.14
2023-10-19
4
M
0
47249
0.00
D
2029-12-19
Common Stock
47249
0
D
These option shares were part of a stock option grant covering 135,000 shares of common stock. 20% of the total shares subject to the stock option grant vested on October 10, 2020; 20% of the total shares subject to the stock option grant vested on October 10, 2021; 25% of the total shares subject to the stock option grant vested on October 10, 2022; and 35% of the total shares subject to the stock option grant vested on October 10, 2023, subject to her continuous service through the applicable vesting date. The option is subject to additional vesting acceleration pursuant to her Employment Agreement.
/s/ Nicole Valdivieso, as Attorney-in-Fact for Rebecca A. Byam
2023-10-23