0001209191-23-036087.txt : 20230609
0001209191-23-036087.hdr.sgml : 20230609
20230609200030
ACCESSION NUMBER: 0001209191-23-036087
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230608
FILED AS OF DATE: 20230609
DATE AS OF CHANGE: 20230609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Flowers Lee
CENTRAL INDEX KEY: 0001866254
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40591
FILM NUMBER: 231006831
MAIL ADDRESS:
STREET 1: C/O HCW BIOLOGICS, INC.
STREET 2: 2929 N COMMERCE PKWY
CITY: MIRAMAR
STATE: FL
ZIP: 33025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HCW Biologics Inc.
CENTRAL INDEX KEY: 0001828673
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 825024477
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2929 N COMMERCE PKWY
CITY: MIRAMAR
STATE: FL
ZIP: 33025
BUSINESS PHONE: 954-842-2024
MAIL ADDRESS:
STREET 1: 2929 N COMMERCE PKWY
CITY: MIRAMAR
STATE: FL
ZIP: 33025
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-06-08
0
0001828673
HCW Biologics Inc.
HCWB
0001866254
Flowers Lee
C/O HCW BIOLOGICS INC
2929 N. COMMERCE PARKWAY
MIRAMAR
FL
33025
0
1
0
0
SVP of Business Development
0
Common Stock
2023-06-08
4
M
0
5356
0.14
A
101308
D
Common Stock
2023-06-08
4
P
0
10000
2.1574
A
111308
D
Stock Option (Right to Buy)
0.14
2023-06-08
4
M
0
5356
0.00
D
2029-09-18
Common Stock
5356
7501
D
20% of the total shares subject to the stock option grant vested on September 16, 2020; 20% of the total shares subject to the stock option grant vested on September 16, 2021; 25% of the total shares subject to the stock option grant will vest on September 16, 2022; and 35% of the total shares subject to the stock option grant will vest on September 16, 2023.
/s/ Nicole Valdivieso, as Attorney-in-Fact for Lee D. Flowers
2023-06-09