0001828536-23-000167.txt : 20230918 0001828536-23-000167.hdr.sgml : 20230918 20230918083529 ACCESSION NUMBER: 0001828536-23-000167 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230915 FILED AS OF DATE: 20230918 DATE AS OF CHANGE: 20230918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Piconi Robert CENTRAL INDEX KEY: 0001898769 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39982 FILM NUMBER: 231260205 MAIL ADDRESS: STREET 1: C/O HEALTHCARE AI ACQUISITION STREET 2: 7 STANLEY GARDENS CITY: LONDON STATE: X0 ZIP: W112ND ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Energy Vault Holdings, Inc. CENTRAL INDEX KEY: 0001828536 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 853230987 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4360 PARK TERRACE DRIVE STREET 2: SUITE 100 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 805-852-0000 MAIL ADDRESS: STREET 1: 4360 PARK TERRACE DRIVE STREET 2: SUITE 100 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FORMER COMPANY: FORMER CONFORMED NAME: Novus Capital Corp II DATE OF NAME CHANGE: 20201015 4 1 wk-form4_1695040521.xml FORM 4 X0508 4 2023-09-15 0 0001828536 Energy Vault Holdings, Inc. NRGV 0001898769 Piconi Robert 4360 PARK TERRACE DRIVE, SUITE 100 WESTLAKE VILLAGE CA 91361 1 1 1 0 Chief Executive Officer 0 Common Stock 2023-09-15 4 P 0 49915 2.975 A 14187395 D Common Stock 4307946 I See Footnote Common Stock 4307946 I See Footnote The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.945 to $3.005. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Held by Piconi 2021 Delaware Trust for which the Reporting Person serves as investment advisor. Held by Piconi Family 2021 Delaware Trust for which the Reporting Person serves as investment advisor. /s/ Timothy Maloche, Attorney-in-Fact 2023-09-18