0001104659-23-063743.txt : 20230523 0001104659-23-063743.hdr.sgml : 20230523 20230523193407 ACCESSION NUMBER: 0001104659-23-063743 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230519 FILED AS OF DATE: 20230523 DATE AS OF CHANGE: 20230523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Piconi Robert CENTRAL INDEX KEY: 0001898769 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39982 FILM NUMBER: 23950269 MAIL ADDRESS: STREET 1: C/O HEALTHCARE AI ACQUISITION STREET 2: 7 STANLEY GARDENS CITY: LONDON STATE: X0 ZIP: W112ND ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Energy Vault Holdings, Inc. CENTRAL INDEX KEY: 0001828536 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 853230987 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4360 PARK TERRACE DRIVE STREET 2: SUITE 100 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 805-852-0000 MAIL ADDRESS: STREET 1: 4360 PARK TERRACE DRIVE STREET 2: SUITE 100 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FORMER COMPANY: FORMER CONFORMED NAME: Novus Capital Corp II DATE OF NAME CHANGE: 20201015 4 1 tm2316528-7_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-05-19 0 0001828536 Energy Vault Holdings, Inc. NRGV 0001898769 Piconi Robert 4360 PARK TERRACE DRIVE, SUITE 100 WESTLAKE VILLAGE CA 91361 1 1 1 0 Chief Executive Officer 0 Stock Option 1.86 2023-05-19 4 A 0 2300000 0 A 2030-05-19 Common Stock 2300000 2300000 D The stock option vests in three substantially equal annual installments beginning on May 4, 2024. /s/ Timothy Maloche, Attorney-in-Fact 2023-05-23