0001828108-23-000153.txt : 20230719 0001828108-23-000153.hdr.sgml : 20230719 20230719171307 ACCESSION NUMBER: 0001828108-23-000153 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230717 FILED AS OF DATE: 20230719 DATE AS OF CHANGE: 20230719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson Sterling CENTRAL INDEX KEY: 0001878943 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40216 FILM NUMBER: 231097492 MAIL ADDRESS: STREET 1: C/O AURORA INNOVATION, INC. CITY: 280 N BERNARDO AVE STATE: CA ZIP: 94042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aurora Innovation, Inc. CENTRAL INDEX KEY: 0001828108 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 981562265 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1654 SMALLMAN ST. CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: (888) 583-9506 MAIL ADDRESS: STREET 1: 50 33RD ST CITY: PITTSBURGH STATE: PA ZIP: 15201 FORMER COMPANY: FORMER CONFORMED NAME: Reinvent Technology Partners Y DATE OF NAME CHANGE: 20201210 FORMER COMPANY: FORMER CONFORMED NAME: Reinvent Technology Partners C DATE OF NAME CHANGE: 20201013 4 1 wk-form4_1689801179.xml FORM 4 X0508 4 2023-07-17 0 0001828108 Aurora Innovation, Inc. AUR 0001878943 Anderson Sterling C/O AURORA INNOVATION, INC. 1654 SMALLMAN ST PITTSBURGH PA 15222 1 0 0 0 0 Class A Common Stock 2023-07-17 4 C 0 173071 A 265970 D Class A Common Stock 2023-07-17 4 S 0 173071 3.1597 D 92899 D Class A Common Stock 2023-07-18 4 C 0 200000 A 292899 D Class A Common Stock 2023-07-18 4 S 0 200000 3.1513 D 92899 D Class A Common Stock 2023-07-19 4 C 0 200000 A 292899 D Class A Common Stock 2023-07-19 4 S 0 200000 3.0058 D 92899 D Class B Common Stock 2023-07-17 4 C 0 173071 0 D Class A Common Stock 173071 47672334 D Class B Common Stock 2023-07-18 4 C 0 200000 0 D Class A Common Stock 200000 47472334 D Class B Common Stock 2023-07-19 4 C 0 200000 0 D Class A Common Stock 200000 47272334 D Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.05 to $3.25, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.00 to $3.265, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.96 to $3.07, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. /s/ Yijun Han, Attorney-in-fact for Sterling Anderson 2023-07-19