0000899243-21-043383.txt : 20211105 0000899243-21-043383.hdr.sgml : 20211105 20211105194847 ACCESSION NUMBER: 0000899243-21-043383 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211103 FILED AS OF DATE: 20211105 DATE AS OF CHANGE: 20211105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reinvent Sponsor Y LLC CENTRAL INDEX KEY: 0001828106 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40216 FILM NUMBER: 211386180 BUSINESS ADDRESS: STREET 1: 215 PARK AVENUE, FLOOR 11 CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: (917) 697-2796 MAIL ADDRESS: STREET 1: 215 PARK AVENUE, FLOOR 11 CITY: NEW YORK STATE: NY ZIP: 10003 FORMER NAME: FORMER CONFORMED NAME: Reinvent Sponsor C LLC DATE OF NAME CHANGE: 20201013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aurora Innovation, Inc. CENTRAL INDEX KEY: 0001828108 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 981562265 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 33RD ST CITY: PITTSBURGH STATE: PA ZIP: 15201 BUSINESS PHONE: (888) 583-9506 MAIL ADDRESS: STREET 1: 50 33RD ST CITY: PITTSBURGH STATE: PA ZIP: 15201 FORMER COMPANY: FORMER CONFORMED NAME: Reinvent Technology Partners Y DATE OF NAME CHANGE: 20201210 FORMER COMPANY: FORMER CONFORMED NAME: Reinvent Technology Partners C DATE OF NAME CHANGE: 20201013 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-03 1 0001828108 Aurora Innovation, Inc. AUR 0001828106 Reinvent Sponsor Y LLC C/O REINVENT TECHNOLOGY PARTNERS Y 215 PARK AVENUE, FLOOR 11 NEW YORK NY 10003 0 0 0 1 FORMER 10% OWNER Class A Common Stock 2021-11-03 4 C 0 6883086 A 6883086 D Class B Ordinary Shares 2021-11-03 4 J 0 17434414 D Class A Common Stock 17434414 6883086 D Class B Ordinary Shares 2021-11-03 4 C 0 6883086 D Class A Common Stock 6883086 0 D Private Placement Warrants 11.50 2021-11-03 4 J 0 8900000 2.50 A Class A Common Stock 8900000 8900000 D On November 3, 2021, Reinvent Technology Partners Y (the former name of the Issuer) ("RTPY") consummated an initial business combination (the "Business Combination") with Aurora Innovation Holdings, Inc. (formerly known as Aurora Innovation, Inc.). Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc.", and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the domestication was automatically converted into one share of the Issuer's Class A common stock upon the domestication. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination. 75% of such shares are subject to vesting in tranches of 1/3 if the volume weighted average price of the Issuer's shares of Class A common stock equals or exceeds $15.00, $17.50 or $20.00, respectively, for any 20 trading days within a 30 trading day period on or prior to November 3, 2031. On November 3, 2031, any unvested shares will be automatically forfeited. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction. On November 3, 2021, pursuant to the terms of the Sponsor Agreement, dated as of July 14, 2021, by and among RTPY, Aurora and the reporting person, the reporting person forfeited 17,434,414 RTPY Class B ordinary shares as of immediately prior to the Domestication for no consideration. Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of the Issuer's Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on December 3, 2021 and expire on November 3, 2026 or earlier upon redemption or liquidation. /s/ David Cohen as attorney-in-fact for Reinvent Sponsor Y LLC 2021-11-05