0000899243-21-043383.txt : 20211105
0000899243-21-043383.hdr.sgml : 20211105
20211105194847
ACCESSION NUMBER: 0000899243-21-043383
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211103
FILED AS OF DATE: 20211105
DATE AS OF CHANGE: 20211105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Reinvent Sponsor Y LLC
CENTRAL INDEX KEY: 0001828106
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40216
FILM NUMBER: 211386180
BUSINESS ADDRESS:
STREET 1: 215 PARK AVENUE, FLOOR 11
CITY: NEW YORK
STATE: NY
ZIP: 10003
BUSINESS PHONE: (917) 697-2796
MAIL ADDRESS:
STREET 1: 215 PARK AVENUE, FLOOR 11
CITY: NEW YORK
STATE: NY
ZIP: 10003
FORMER NAME:
FORMER CONFORMED NAME: Reinvent Sponsor C LLC
DATE OF NAME CHANGE: 20201013
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aurora Innovation, Inc.
CENTRAL INDEX KEY: 0001828108
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
IRS NUMBER: 981562265
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 33RD ST
CITY: PITTSBURGH
STATE: PA
ZIP: 15201
BUSINESS PHONE: (888) 583-9506
MAIL ADDRESS:
STREET 1: 50 33RD ST
CITY: PITTSBURGH
STATE: PA
ZIP: 15201
FORMER COMPANY:
FORMER CONFORMED NAME: Reinvent Technology Partners Y
DATE OF NAME CHANGE: 20201210
FORMER COMPANY:
FORMER CONFORMED NAME: Reinvent Technology Partners C
DATE OF NAME CHANGE: 20201013
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-11-03
1
0001828108
Aurora Innovation, Inc.
AUR
0001828106
Reinvent Sponsor Y LLC
C/O REINVENT TECHNOLOGY PARTNERS Y
215 PARK AVENUE, FLOOR 11
NEW YORK
NY
10003
0
0
0
1
FORMER 10% OWNER
Class A Common Stock
2021-11-03
4
C
0
6883086
A
6883086
D
Class B Ordinary Shares
2021-11-03
4
J
0
17434414
D
Class A Common Stock
17434414
6883086
D
Class B Ordinary Shares
2021-11-03
4
C
0
6883086
D
Class A Common Stock
6883086
0
D
Private Placement Warrants
11.50
2021-11-03
4
J
0
8900000
2.50
A
Class A Common Stock
8900000
8900000
D
On November 3, 2021, Reinvent Technology Partners Y (the former name of the Issuer) ("RTPY") consummated an initial business combination (the "Business Combination") with Aurora Innovation Holdings, Inc. (formerly known as Aurora Innovation, Inc.). Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc.", and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the domestication was automatically converted into one share of the Issuer's Class A common stock upon the domestication. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination.
75% of such shares are subject to vesting in tranches of 1/3 if the volume weighted average price of the Issuer's shares of Class A common stock equals or exceeds $15.00, $17.50 or $20.00, respectively, for any 20 trading days within a 30 trading day period on or prior to November 3, 2031. On November 3, 2031, any unvested shares will be automatically forfeited. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction.
On November 3, 2021, pursuant to the terms of the Sponsor Agreement, dated as of July 14, 2021, by and among RTPY, Aurora and the reporting person, the reporting person forfeited 17,434,414 RTPY Class B ordinary shares as of immediately prior to the Domestication for no consideration.
Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of the Issuer's Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on December 3, 2021 and expire on November 3, 2026 or earlier upon redemption or liquidation.
/s/ David Cohen as attorney-in-fact for Reinvent Sponsor Y LLC
2021-11-05