0001970673-25-000002.txt : 20250605 0001970673-25-000002.hdr.sgml : 20250605 20250605173034 ACCESSION NUMBER: 0001970673-25-000002 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20250605 DATE AS OF CHANGE: 20250605 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Dream Finders Homes, Inc. CENTRAL INDEX KEY: 0001825088 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] ORGANIZATION NAME: 05 Real Estate & Construction EIN: 852983036 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39916 FILM NUMBER: 251028298 BUSINESS ADDRESS: STREET 1: 14701 PHILIPS HIGHWAY STREET 2: SUITE 300 CITY: JACKSONVILLE STATE: FL ZIP: 32256 BUSINESS PHONE: 904.505.4242 MAIL ADDRESS: STREET 1: 14701 PHILIPS HIGHWAY STREET 2: SUITE 300 CITY: JACKSONVILLE STATE: FL ZIP: 32256 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Zalupski Patrick O. CENTRAL INDEX KEY: 0001841163 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 14701 PHILIPS HIGHWAY STREET 2: SUITE 300 CITY: JACKSONVILLE STATE: FL ZIP: 32256 144 1 primary_doc.xml 144 0001841163 XXXXXXXX LIVE 0001825088 Dream Finders Homes, Inc. 001-39916 14701 PHILIPS HIGHWAY SUITE 300 JACKSONVILLE FL 32256 904.505.4242 Zalupski Patrick O. Officer Director 10% Stockholder Class A Common Stock, par value $0.01 per share BofA Securities, Inc.
One Bryant Park 8th Floor New York NY 10036
1000000 22060000.00 35827866 06/05/2025 NYSE
Class A Common Stock, par value $0.01 per share 01/21/2021 Acquired shares of class B stock from the issuer in a private placement. The pledged shares of class B stock can be converted to shares of class A stock in connection with any delivery outlined in remarks Issuer N 59629995 01/21/2021 Services N Patrick Zalupski
14701 Philips Highway Suite 300 Jacksonville FL 32256
Class A Common Shares 03/10/2025 23015 605064.35
Patrick Zalupski
14701 Philips Highway Suite 300 Jacksonville FL 32256
Class A Common Shares 03/11/2025 17700 461262.00
Patrick Zalupski
14701 Philips Highway Suite 300 Jacksonville FL 32256
Class A Common Shares 03/11/2025 103 2741.86
In accordance with the procedures described in the Commissions interpretive letter to Goldman, Sachs & Co. dated December 20, 1999 and the Commissions interpretive letter to Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., dated December 1, 2011, on the date hereof Patrick Zalupski (Seller) entered into a variable forward sale contract (Contract) with Bank of America, N.A., secured by shares of Class B Common Stock, which are convertible at any time into shares of Class A Common Stock on a share-for-share basis. The Contract provides for an up-front cash payment based on a percentage of the then-current stock price, subject to final settlement. At maturity, Seller will deliver up to the number of shares underlying the Contract (or instead will make a cash settlement) determined based on the price of the Class A Common Stock at settlement relative to an agreed forward floor price and forward cap price. 06/05/2025 /s/ Patrick O. Zalupski