0001209191-21-068909.txt : 20211209 0001209191-21-068909.hdr.sgml : 20211209 20211209210524 ACCESSION NUMBER: 0001209191-21-068909 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211207 FILED AS OF DATE: 20211209 DATE AS OF CHANGE: 20211209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Youssef Renette CENTRAL INDEX KEY: 0001877726 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39757 FILM NUMBER: 211483428 MAIL ADDRESS: STREET 1: C/O VELO3D, INC. STREET 2: 511 DIVISION STREET CITY: CAMPBELL STATE: CA ZIP: 95008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Velo3D, Inc. CENTRAL INDEX KEY: 0001825079 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 511 DIVISION ST. CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: (408) 610-3915 MAIL ADDRESS: STREET 1: 511 DIVISION ST. CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER COMPANY: FORMER CONFORMED NAME: JAWS Spitfire Acquisition Corp DATE OF NAME CHANGE: 20200921 FORMER COMPANY: FORMER CONFORMED NAME: Spitfire Acquisition Corp DATE OF NAME CHANGE: 20200916 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-07 0 0001825079 Velo3D, Inc. VLD 0001877726 Youssef Renette C/O VELO3D, INC. 511 DIVISION STREET CAMPBELL CA 95008 0 1 0 0 Chief Marketing Officer Stock Option (right to buy Common Stock) 0.18 2021-12-07 4 A 0 1142537 0.00 A 2030-12-13 Common Stock 1142537 1142537 D Pursuant to the Business Combination Agreement, dated March 22, 2021 (the "Business Combination Agreement"), by and between JAWS Spitfire Acquisition Corporation, a Cayman Islands exempted company ("JAWS"), Spitfire Merger Sub, Inc., a Delaware corporation, and Velo3D, Inc., a Delaware corporation ("Velo3D"), the parties effected a business combination transaction ("Business Combination") on September 29, 2021. As a result of the Business Combination, Velo3D became a wholly owned subsidiary of JAWS. Velo3D was renamed "Velo3D US, Inc." and JAWS was renamed "Velo3D, Inc." ("New Velo3D"). Pursuant to the forfeiture provision in the Business Combination Agreement, the outstanding options of Velo3D were exchanged for comparable options of New Velo3D at the exchange ratio of 0.8149 to 1, subject to the same terms and conditions that applied to the original grant. The option vests as to 1/4 of the total shares on October 5, 2020, and thereafter 2.0833% of the remaining shares vest monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date. /s/ William D. McCombe as attorney-in-fact for Renette Youssef 2021-12-09