0001209191-21-060278.txt : 20211012 0001209191-21-060278.hdr.sgml : 20211012 20211012181052 ACCESSION NUMBER: 0001209191-21-060278 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210929 FILED AS OF DATE: 20211012 DATE AS OF CHANGE: 20211012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PIV Fund I, L.P. CENTRAL INDEX KEY: 0001881874 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39757 FILM NUMBER: 211319602 BUSINESS ADDRESS: STREET 1: C/O PIVA CAPITAL, INC. STREET 2: 4 EMBARCADERO CENTER, SUITE 3950 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 650-420-7800 MAIL ADDRESS: STREET 1: C/O PIVA CAPITAL, INC. STREET 2: 4 EMBARCADERO CENTER, SUITE 3950 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gudiksen Mark Stout CENTRAL INDEX KEY: 0001886892 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39757 FILM NUMBER: 211319601 MAIL ADDRESS: STREET 1: C/O PIVA CAPITAL, INC. STREET 2: 4 EMBARCADERO CENTER, SUITE 3950 CITY: 4 EMBARCADERO CENTER, SUITE 39 STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PIV GP, L.L.C. CENTRAL INDEX KEY: 0001886886 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39757 FILM NUMBER: 211319603 BUSINESS ADDRESS: STREET 1: 4 EMBARCADERO CENTER, SUITE 3950 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (650) 420-7800 MAIL ADDRESS: STREET 1: 4 EMBARCADERO CENTER, SUITE 3950 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Velo3D, Inc. CENTRAL INDEX KEY: 0001825079 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 511 DIVISION ST. CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: (408) 610-3915 MAIL ADDRESS: STREET 1: 511 DIVISION ST. CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER COMPANY: FORMER CONFORMED NAME: JAWS Spitfire Acquisition Corp DATE OF NAME CHANGE: 20200921 FORMER COMPANY: FORMER CONFORMED NAME: Spitfire Acquisition Corp DATE OF NAME CHANGE: 20200916 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2021-09-29 0 0001825079 Velo3D, Inc. VLD 0001886886 PIV GP, L.L.C. 4 EMBARCADERO CENTER, SUITE 3950 SAN FRANCISCO CA 94111 0 0 1 0 0001881874 PIV Fund I, L.P. 4 EMBARCADERO CENTER, SUITE 3950 SAN FRANCISCO CA 94111 0 0 1 0 0001886892 Gudiksen Mark Stout C/O PIVA CAPITAL, INC. 4 EMBARCADERO CENTER, SUITE 3950 SAN FRANCISCO CA 94111 0 0 1 0 Common Stock 22874407 I See footnote Shares are held by PIV Fund I, L.P. ("PIV-I LP"). PIV GP, L.L.C. ("PIV GP") is the general partner of PIV-I LP and may be deemed to beneficially own the shares held by PIV-I LP. Ricardo Angel is the managing member of PIV GP and Mr. Angel and Mark Stout Gudiksen are the managing partners of Piva Capital Inc., the management company of PIV-I LP, and therefore Messrs. Angel and Gudiksen may be deemed to share voting and investment power over the shares held by PIV-I LP. Each of PIV GP and Mr. Gudiksen disclaims beneficial ownership in these shares except to the extent of its or his respective pecuniary interest therein. Mr. Angel is a director of the Issuer and files separate Section 16 reports. PIV GP, L.L.C., By /s/ Ricardo Angel, managing member 2021-10-12 PIV Fund I, L.P., By: PIV GP, L.L.C., its general partner, By: /s/ Ricardo Angel, managing member 2021-10-12 /s/ Ricardo Angel, as Attorney-in-Fact for Mark S. Gudiksen 2021-10-12