0001209191-23-059292.txt : 20231219
0001209191-23-059292.hdr.sgml : 20231219
20231219213627
ACCESSION NUMBER: 0001209191-23-059292
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20231218
FILED AS OF DATE: 20231219
DATE AS OF CHANGE: 20231219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kreger Bradley Allen
CENTRAL INDEX KEY: 0001739205
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39757
FILM NUMBER: 231499188
MAIL ADDRESS:
STREET 1: C/O FLUIDIGM CORPORATION
STREET 2: 7000 SHORELINE COURT, SUITE 100
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Velo3D, Inc.
CENTRAL INDEX KEY: 0001825079
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 511 DIVISION ST.
CITY: CAMPBELL
STATE: CA
ZIP: 95008
BUSINESS PHONE: (408) 610-3915
MAIL ADDRESS:
STREET 1: 511 DIVISION ST.
CITY: CAMPBELL
STATE: CA
ZIP: 95008
FORMER COMPANY:
FORMER CONFORMED NAME: JAWS Spitfire Acquisition Corp
DATE OF NAME CHANGE: 20200921
FORMER COMPANY:
FORMER CONFORMED NAME: Spitfire Acquisition Corp
DATE OF NAME CHANGE: 20200916
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2023-12-18
0
0001825079
Velo3D, Inc.
VLD
0001739205
Kreger Bradley Allen
C/O VELO3D, INC.
511 DIVISION STREET
CAMPBELL
CA
95008
0
1
0
0
Interim CEO
Common Stock
62384
D
Restricted Stock Unit (RSU)
Common Stock
467148
D
Restricted Stock Unit (RSU)
Common Stock
20794
D
Restricted Stock Unit (RSU)
Common Stock
805866
D
The Restricted Stock Units ("RSUs") vest as to 1/4th of the total grant on February 15, 2024, and thereafter 1/12th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.
Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.
The RSUs vest as to 1/4th of the total grant on November 15, 2024, and thereafter 1/12th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.
Exhibit 24 - Power of Attorney
/s/ Bernard Chung as attorney-in-fact for Bradley Allen Kreger
2023-12-19
EX-24
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints
Bernard Chung, Arnold Calonje and Christian Vargas, his true and lawful
attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in the undersigned's capacity
as a representative of Velo3D, Inc. (the "Company"), any and all Form 144
reports required to be filed by the undersigned in accordance with the
Securities Act of 1933, as amended (the "Securities Act"), and the rules
thereunder with respect to transactions in securities of the Company;
(2) execute for and on behalf of the undersigned, in the undersigned's capacity
as a representative of the Company, any and all Form 3, 4 or 5 or other reports
required to be filed by the undersigned in accordance with Section 16(a) of the
Securities Exchange Act of 1934, as amended ("Exchange Act"), and the rules
thereunder with respect to transactions in securities of the Company;
(3) do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Form 144 or
Section 16(a) report and timely file such report with the U.S. Securities and
Exchange Commission and any stock exchange or similar authority; and
(4) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney in-fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney in-fact on behalf of the
undersigned, pursuant to this Power of Attorney, shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in
his/her/their discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform each and every act and thing whatsoever requisite,
necessary and proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or his/her/their
substitute or substitutes, shall lawfully do or cause to be done by virtue of
this Power of Attorney and the rights and powers herein granted. The
undersigned acknowledges that no such attorney in-fact, in serving in such
capacity at the request of the undersigned, is hereby assuming, nor is the
Company hereby assuming, any of the undersigned's responsibilities to comply
with the Securities Act.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Form 144 or Section 16(a) reports, as
applicable, with respect to the undersigned's holdings of and transactions in
securities issued by the Company, unless earlier revoked by the undersigned in a
signed writing delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of 12/18/2023.
/s/ Brad Kreger
Brad Kreger