0001824516-22-000001.txt : 20220211 0001824516-22-000001.hdr.sgml : 20220211 20220211122556 ACCESSION NUMBER: 0001824516-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220211 DATE AS OF CHANGE: 20220211 EFFECTIVENESS DATE: 20220211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NinePointTwo Capital LLC CENTRAL INDEX KEY: 0001824516 IRS NUMBER: 824646087 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21033 FILM NUMBER: 22618601 BUSINESS ADDRESS: STREET 1: 1901 AVENUE OF THE STARS, SUITE #1100 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3234863600 MAIL ADDRESS: STREET 1: 1901 AVENUE OF THE STARS, SUITE #1100 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NinePointTwo Capital DATE OF NAME CHANGE: 20200911 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001824516 XXXXXXXX 12-31-2021 12-31-2021 NinePointTwo Capital LLC
1901 AVENUE OF THE STARS, SUITE #1100 LOS ANGELES CA 90067
13F HOLDINGS REPORT 028-21033 N
Joseph Malhas Principal & Chief Compliance Officer 2136315585 Joseph Malhas Los Angeles CA 02-11-2022 0 192 310508 false
INFORMATION TABLE 2 infotable_2021q4.xml INFO TABLE ABB LTD SPONSORED ADR 000375204 205 5384 SH SOLE 0 5384 0 0 ALX ONCOLOGY HLDGS INC COM 00166B105 306 14257 SH SOLE 0 14257 0 0 ABBVIE INC COM 00287Y109 537 3970 SH SOLE 0 3970 0 0 ABIOMED INC COM 003654100 301 839 SH SOLE 0 839 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 559 987 SH SOLE 0 987 0 0 ALBERTSONS COS INC COMMON STOCK 013091103 285 9456 SH SOLE 0 9456 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 349 2942 SH SOLE 0 2942 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 283 1672 SH SOLE 0 1672 0 0 ALPHABET INC CAP STK CL C 02079K107 807 279 SH SOLE 0 279 0 0 ALPHABET INC CAP STK CL A 02079K305 756 261 SH SOLE 0 261 0 0 ALTIMMUNE INC COM NEW 02155H200 340 37168 SH SOLE 0 37168 0 0 ATERIAN INC COM 02156U101 160 39116 SH SOLE 0 39116 0 0 AMAZON COM INC COM 023135106 1583 475 SH SOLE 0 475 0 0 AMERICAN EQTY INVT LIFE HLD COM 025676206 315 8097 SH SOLE 0 8097 0 0 AMERICAN PUB ED INC COM 02913V103 237 10668 SH SOLE 0 10668 0 0 AMERICAN WELL CORP CL A 03044L105 267 44252 SH SOLE 0 44252 0 0 AMERIS BANCORP COM 03076K108 284 5725 SH SOLE 0 5725 0 0 AMKOR TECHNOLOGY INC COM 031652100 309 12489 SH SOLE 0 12489 0 0 APOLLO INVT CORP COM NEW 03761U502 157 12285 SH SOLE 0 12285 0 0 APOLLO MED HLDGS INC COM NEW 03763A207 274 3735 SH SOLE 0 3735 0 0 APOLLO GLOBAL MGMT INC COM CL A 03768E105 2808 38782 SH SOLE 0 38782 0 0 APPLE INC COM 037833100 2886 16256 SH SOLE 0 16256 0 0 ASHFORD HOSPITALITY TR INC COM SHS 044103869 158 16459 SH SOLE 0 16459 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 211 3627 SH SOLE 0 3627 0 0 ATEA PHARMACEUTICALS INC COM 04683R106 132 14844 SH SOLE 0 14844 0 0 ATHIRA PHARMA INC COM 04746L104 289 22233 SH SOLE 0 22233 0 0 AVIAT NETWORKS INC COM NEW 05366Y201 266 8314 SH SOLE 0 8314 0 0 AVIS BUDGET GROUP COM 053774105 293 1413 SH SOLE 0 1413 0 0 BJS WHSL CLUB HLDGS INC COM 05550J101 246 3677 SH SOLE 0 3677 0 0 BABCOCK & WILCOX ENTERPRISES COM 05614L209 143 15895 SH SOLE 0 15895 0 0 BANK NEW YORK MELLON CORP COM 064058100 295 5084 SH SOLE 0 5084 0 0 BANNER CORP COM NEW 06652V208 292 4827 SH SOLE 0 4827 0 0 BENEFITFOCUS INC COM 08180D106 300 28232 SH SOLE 0 28232 0 0 BIONANO GENOMICS INC COM 09075F107 84 28393 SH SOLE 0 28393 0 0 BLACKBERRY LTD COM 09228F103 198 21268 SH SOLE 0 21268 0 0 BLUE OWL CAPITAL INC COM CL A 09581B103 179 12031 SH SOLE 0 12031 0 0 BOEING CO COM 097023105 201 1000 SH SOLE 0 1000 0 0 BOOKING HOLDINGS INC COM 09857L108 256 107 SH SOLE 0 107 0 0 BRIGHTSPHERE INVT GROUP INC COM 10948W103 280 10938 SH SOLE 0 10938 0 0 BROADMARK RLTY CAP INC COM 11135B100 312 33103 SH SOLE 0 33103 0 0 BROADCOM INC COM 11135F101 283 426 SH SOLE 0 426 0 0 BTRS HOLDINGS INC COM CL 1 11778X104 200 25677 SH SOLE 0 25677 0 0 CDK GLOBAL INC COM 12508E101 296 7092 SH SOLE 0 7092 0 0 CIGNA CORP NEW COM 125523100 301 1314 SH SOLE 0 1314 0 0 CVB FINL CORP COM 126600105 306 14314 SH SOLE 0 14314 0 0 CASTLE BIOSCIENCES INC COM 14843C105 298 6965 SH SOLE 0 6965 0 0 CHICOS FAS INC COM 168615102 129 24047 SH SOLE 0 24047 0 0 CISCO SYS INC COM 17275R102 1039 16403 SH SOLE 0 16403 0 0 CLOROX CO DEL COM 189054109 1828 10486 SH SOLE 0 10486 0 0 CLOUDFLARE INC CL A COM 18915M107 238 1813 SH SOLE 0 1813 0 0 COHU INC COM 192576106 322 8459 SH SOLE 0 8459 0 0 COLUMBIA BKG SYS INC COM 197236102 279 8530 SH SOLE 0 8530 0 0 CONTAINER STORE GROUP INC COM 210751103 181 18225 SH SOLE 0 18225 0 0 COSTCO WHSL CORP NEW COM 22160K105 213 376 SH SOLE 0 376 0 0 CRONOS GROUP INC COM 22717L101 256 65380 SH SOLE 0 65380 0 0 CRYOLIFE INC COM 228903100 249 12257 SH SOLE 0 12257 0 0 DBX ETF TR XTRACK USD HIGH 233051432 13889 348631 SH SOLE 0 348631 0 0 DANAHER CORPORATION COM 235851102 202 614 SH SOLE 0 614 0 0 DELL TECHNOLOGIES INC CL C 24703L202 283 5052 SH SOLE 0 5052 0 0 DERMTECH INC COM 24984K105 236 14959 SH SOLE 0 14959 0 0 DIEBOLD NIXDORF INC COM STK 253651103 124 13802 SH SOLE 0 13802 0 0 DRIL-QUIP INC COM 262037104 213 10850 SH SOLE 0 10850 0 0 EARGO INC COM 270087109 291 57224 SH SOLE 0 57224 0 0 EAST WEST BANCORP INC COM 27579R104 281 3582 SH SOLE 0 3582 0 0 EASTERN BANKSHARES INC COM 27627N105 277 13747 SH SOLE 0 13747 0 0 EASTMAN KODAK CO COM NEW 277461406 81 17458 SH SOLE 0 17458 0 0 EDGEWELL PERS CARE CO COM 28035Q102 202 4435 SH SOLE 0 4435 0 0 EMCORE CORP COM NEW 290846203 327 46954 SH SOLE 0 46954 0 0 EQUITY COMWLTH COM SH BEN INT 294628102 283 10953 SH SOLE 0 10953 0 0 ESPERION THERAPEUTICS INC NE COM 29664W105 112 22403 SH SOLE 0 22403 0 0 EVOLUS INC COM 30052C107 326 50136 SH SOLE 0 50136 0 0 META PLATFORMS INC CL A 30303M102 2270 6749 SH SOLE 0 6749 0 0 FIRST HAWAIIAN INC COM 32051X108 282 10348 SH SOLE 0 10348 0 0 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 283 6972 SH SOLE 0 6972 0 0 FOSSIL GROUP INC COM 34988V106 126 12257 SH SOLE 0 12257 0 0 GEO GROUP INC NEW COM 36162J106 271 35001 SH SOLE 0 35001 0 0 GANNETT CO INC COM 36472T109 111 20936 SH SOLE 0 20936 0 0 GOPRO INC CL A 38268T103 212 20651 SH SOLE 0 20651 0 0 GRAFTECH INTL LTD COM 384313508 281 23824 SH SOLE 0 23824 0 0 GREEN DOT CORP CL A 39304D102 290 8006 SH SOLE 0 8006 0 0 GREENSKY INC CL A 39572G100 222 19625 SH SOLE 0 19625 0 0 HCA HEALTHCARE INC COM 40412C101 2609 10156 SH SOLE 0 10156 0 0 HCI GROUP INC COM 40416E103 206 2471 SH SOLE 0 2471 0 0 HAVERTY FURNITURE COS INC COM 419596101 247 8105 SH SOLE 0 8105 0 0 HEALTHCARE SVCS GROUP INC COM 421906108 194 10932 SH SOLE 0 10932 0 0 HERC HLDGS INC COM 42704L104 283 1811 SH SOLE 0 1811 0 0 HOME DEPOT INC COM 437076102 410 988 SH SOLE 0 988 0 0 HUBSPOT INC COM 443573100 297 452 SH SOLE 0 452 0 0 IDT CORP CL B NEW 448947507 244 5546 SH SOLE 0 5546 0 0 ICU MED INC COM 44930G107 277 1171 SH SOLE 0 1171 0 0 IMMUNOVANT INC COM 45258J102 311 36554 SH SOLE 0 36554 0 0 INDEPENDENCE RLTY TR INC COM 45378A106 306 11877 SH SOLE 0 11877 0 0 INDEPENDENT BK CORP MASS COM 453836108 284 3488 SH SOLE 0 3488 0 0 INFOSYS LTD SPONSORED ADR 456788108 259 10249 SH SOLE 0 10249 0 0 INOGEN INC COM 45780L104 315 9280 SH SOLE 0 9280 0 0 INTEL CORP COM 458140100 286 5569 SH SOLE 0 5569 0 0 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 14632 1040729 SH SOLE 0 1040729 0 0 INTUIT COM 461202103 279 434 SH SOLE 0 434 0 0 IROBOT CORP COM 462726100 229 3480 SH SOLE 0 3480 0 0 ISHARES INC JP MORGAN EM ETF 464286517 822 20980 SH SOLE 0 20980 0 0 ISHARES TR SELECT DIVID ETF 464287168 5995 48910 SH SOLE 0 48910 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 95 827 SH SOLE 0 827 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 64 291 SH SOLE 0 291 0 0 ISHARES TR IBOXX HI YD ETF 464288513 58 670 SH SOLE 0 670 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 395 3073 SH SOLE 0 3073 0 0 ISHARES TR RUS TP200 VL ETF 464289420 1596 22780 SH SOLE 0 22780 0 0 ISHARES TR RUS TP200 GR ETF 464289438 3248 18738 SH SOLE 0 18738 0 0 ISHARES INC CORE MSCI EMKT 46434G103 11 187 SH SOLE 0 187 0 0 JBG SMITH PPTYS COM 46590V100 291 10138 SH SOLE 0 10138 0 0 JD.COM INC SPON ADR CL A 47215P106 273 3898 SH SOLE 0 3898 0 0 JOHNSON & JOHNSON COM 478160104 410 2402 SH SOLE 0 2402 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 323 15403 SH SOLE 0 15403 0 0 MASTERCARD INCORPORATED CL A 57636Q104 872 2429 SH SOLE 0 2429 0 0 MATSON INC COM 57686G105 304 3385 SH SOLE 0 3385 0 0 MESA AIR GROUP INC COM NEW 590479135 229 40960 SH SOLE 0 40960 0 0 METROPOLITAN BK HLDG CORP COM 591774104 317 2977 SH SOLE 0 2977 0 0 MICROSOFT CORP COM 594918104 2459 7314 SH SOLE 0 7314 0 0 MICRON TECHNOLOGY INC COM 595112103 2054 22060 SH SOLE 0 22060 0 0 MUELLER INDS INC COM 624756102 297 5012 SH SOLE 0 5012 0 0 NAUTILUS INC COM 63910B102 260 42542 SH SOLE 0 42542 0 0 NETFLIX INC COM 64110L106 1123 1865 SH SOLE 0 1865 0 0 NETEASE INC SPONSORED ADS 64110W102 230 2266 SH SOLE 0 2266 0 0 NETGEAR INC COM 64111Q104 286 9802 SH SOLE 0 9802 0 0 NEW ORIENTAL ED & TECHNOLOGY SPON ADR 647581107 22 10740 SH SOLE 0 10740 0 0 NEWMARK GROUP INC CL A 65158N102 291 15584 SH SOLE 0 15584 0 0 NIKE INC CL B 654106103 235 1410 SH SOLE 0 1410 0 0 NKARTA INC COM 65487U108 199 13019 SH SOLE 0 13019 0 0 NOVO-NORDISK A S ADR 670100205 297 2655 SH SOLE 0 2655 0 0 NOW INC COM 67011P100 290 33981 SH SOLE 0 33981 0 0 NVIDIA CORPORATION COM 67066G104 1271 4324 SH SOLE 0 4324 0 0 NUVATION BIO INC COM CL A 67080N101 119 14115 SH SOLE 0 14115 0 0 OSI SYSTEMS INC COM 671044105 267 2870 SH SOLE 0 2870 0 0 OLEMA PHARMACEUTICALS INC COM 68062P106 118 12648 SH SOLE 0 12648 0 0 OLYMPIC STEEL INC COM 68162K106 347 14770 SH SOLE 0 14770 0 0 ORACLE CORP COM 68389X105 507 5814 SH SOLE 0 5814 0 0 ORASURE TECHNOLOGIES INC COM 68554V108 266 30617 SH SOLE 0 30617 0 0 POSHMARK INC COM CL A 73739W104 274 16100 SH SOLE 0 16100 0 0 PROCTER AND GAMBLE CO COM 742718109 401 2456 SH SOLE 0 2456 0 0 PROG HOLDINGS INC COM NPV 74319R101 293 6503 SH SOLE 0 6503 0 0 PROSPECT CAP CORP COM 74348T102 163 19462 SH SOLE 0 19462 0 0 PROTO LABS INC COM 743713109 232 4522 SH SOLE 0 4522 0 0 RBC BEARINGS INC COM 75524B104 291 1442 SH SOLE 0 1442 0 0 REATA PHARMACEUTICALS INC CL A 75615P103 284 10799 SH SOLE 0 10799 0 0 REGENCY CTRS CORP COM 758849103 287 3819 SH SOLE 0 3819 0 0 SVB FINANCIAL GROUP COM 78486Q101 276 407 SH SOLE 0 407 0 0 SANDRIDGE ENERGY INC COM NEW 80007P869 287 27443 SH SOLE 0 27443 0 0 SANTANDER CONSUMER USA HLDGS COM 80283M101 282 6728 SH SOLE 0 6728 0 0 SCHNEIDER NATIONAL INC CL B 80689H102 222 8257 SH SOLE 0 8257 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 148947 2368378 SH SOLE 0 2368378 0 0 SCIENCE APPLICATIONS INTL CO COM 808625107 243 2914 SH SOLE 0 2914 0 0 SCIPLAY CORPORATION CL A 809087109 181 13205 SH SOLE 0 13205 0 0 SEACOAST BKG CORP FLA COM NEW 811707801 289 8185 SH SOLE 0 8185 0 0 SEER INC COM CL A 81578P106 297 13057 SH SOLE 0 13057 0 0 SHAPEWAYS HOLDINGS INC COMMON STOCK 81947T102 43 11828 SH SOLE 0 11828 0 0 SKILLZ INC COM 83067L109 114 15417 SH SOLE 0 15417 0 0 SONY GROUP CORPORATION SPONSORED ADR 835699307 265 2101 SH SOLE 0 2101 0 0 SOUTHSTATE CORPORATION COM 840441109 293 3659 SH SOLE 0 3659 0 0 STATE STR CORP COM 857477103 288 3106 SH SOLE 0 3106 0 0 SURO CAPITAL CORP COM NEW 86887Q109 314 24316 SH SOLE 0 24316 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 993 8259 SH SOLE 0 8259 0 0 TESLA INC COM 88160R101 561 531 SH SOLE 0 531 0 0 TEXAS CAP BANCSHARES INC COM 88224Q107 300 4994 SH SOLE 0 4994 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 206 310 SH SOLE 0 310 0 0 TITAN INTL INC ILL COM 88830M102 156 14257 SH SOLE 0 14257 0 0 TRUSTMARK CORP COM 898402102 292 9019 SH SOLE 0 9019 0 0 TURTLE BEACH CORP COM NEW 900450206 243 10927 SH SOLE 0 10927 0 0 UMPQUA HLDGS CORP COM 904214103 280 14602 SH SOLE 0 14602 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2587 5153 SH SOLE 0 5153 0 0 VANECK ETF TRUST JP MRGAN EM LOC 92189H300 35385 1237272 SH SOLE 0 1237272 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 12820 114357 SH SOLE 0 114357 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 215 4183 SH SOLE 0 4183 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 204 1900 SH SOLE 0 1900 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 210 483 SH SOLE 0 483 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 25 114 SH SOLE 0 114 0 0 VISA INC COM CL A 92826C839 673 3109 SH SOLE 0 3109 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 293 13433 SH SOLE 0 13433 0 0 WSFS FINL CORP COM 929328102 283 5666 SH SOLE 0 5666 0 0 WALMART INC COM 931142103 277 1921 SH SOLE 0 1921 0 0 WHEELS UP EXPERIENCE INC COM CL A 96328L106 307 66166 SH SOLE 0 66166 0 0 WORTHINGTON INDS INC COM 981811102 283 5184 SH SOLE 0 5184 0 0 XL FLEET CORP COM CL A 9837FR100 81 24523 SH SOLE 0 24523 0 0 XPERI HOLDING CORP COM 98390M103 274 14501 SH SOLE 0 14501 0 0 ZOETIS INC CL A 98978V103 359 1474 SH SOLE 0 1474 0 0 ATHENE HOLDING LTD CL A G0684D107 329 3959 SH SOLE 0 3959 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 210 507 SH SOLE 0 507 0 0 ENSTAR GROUP LIMITED SHS G3075P101 340 1374 SH SOLE 0 1374 0 0 MEDTRONIC PLC SHS G5960L103 471 4561 SH SOLE 0 4561 0 0 ALPHA & OMEGA SEMICONDUCTOR SHS G6331P104 200 3318 SH SOLE 0 3318 0 0 PROTHENA CORP PLC SHS G72800108 304 6172 SH SOLE 0 6172 0 0 LOGITECH INTL S A SHS H50430232 255 3099 SH SOLE 0 3099 0 0 NXP SEMICONDUCTORS N V COM N6596X109 2284 10031 SH SOLE 0 10031 0 0 UNIQURE NV SHS N90064101 297 14356 SH SOLE 0 14356 0 0