0001209191-23-046819.txt : 20230821 0001209191-23-046819.hdr.sgml : 20230821 20230821200055 ACCESSION NUMBER: 0001209191-23-046819 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230817 FILED AS OF DATE: 20230821 DATE AS OF CHANGE: 20230821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cook Stephen M. CENTRAL INDEX KEY: 0001867327 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39795 FILM NUMBER: 231190703 MAIL ADDRESS: STREET 1: 75 VARICK STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Reservoir Media, Inc. CENTRAL INDEX KEY: 0001824403 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 200 VARICK STREET, SUITE 801A CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-675-0541 MAIL ADDRESS: STREET 1: 200 VARICK STREET, SUITE 801A CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Roth CH Acquisition II Co DATE OF NAME CHANGE: 20200911 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-08-17 0 0001824403 Reservoir Media, Inc. RSVR 0001867327 Cook Stephen M. C/O RESERVOIR MEDIA, INC. 200 VARICK STREET, SUITE 801A NEW YORK NY 10014 1 0 0 0 0 Common stock, $0.0001 par value 2023-08-17 4 A 0 14953 0.00 A 916777 D Common stock, $0.0001 par value 2023-08-17 4 A 0 934 5.35 A 917711 D Common stock, $0.0001 par value 226089 I Owned by BTCSJC Music LLC Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest on July 28, 2024, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date. Represents Deferred Stock Units ("DSUs") awarded under the Plan. Each DSU is the economic equivalent of one share of Common Stock. The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on July 29, 2024 (the "Settlement Date"). The number of DSUs received was calculated based on $5.35, which was the closing price of the Issuer's Common Stock on the date of grant. /s/ James A. Heindlmeyer, as attorney-in-fact for Stephen M. Cook 2023-08-21