0000950142-22-002746.txt : 20220919 0000950142-22-002746.hdr.sgml : 20220919 20220919204531 ACCESSION NUMBER: 0000950142-22-002746 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220915 FILED AS OF DATE: 20220919 DATE AS OF CHANGE: 20220919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cook Stephen M. CENTRAL INDEX KEY: 0001867327 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39795 FILM NUMBER: 221251919 MAIL ADDRESS: STREET 1: 75 VARICK STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Reservoir Media, Inc. CENTRAL INDEX KEY: 0001824403 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 75 VARICK STREET, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 212-675-0541 MAIL ADDRESS: STREET 1: 75 VARICK STREET, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: Roth CH Acquisition II Co DATE OF NAME CHANGE: 20200911 4 1 es220288166_4-cook.xml OWNERSHIP DOCUMENT X0306 4 2022-09-15 0 0001824403 Reservoir Media, Inc. RSVR 0001867327 Cook Stephen M. C/O RESERVOIR MEDIA, INC. 75 VARICK STREET, 9TH FLOOR NEW YORK NY 10013 1 0 0 0 Common stock, $0.0001 par value 2022-09-15 4 A 0 12578 0 A 897953 D Common stock, $0.0001 par value 2022-09-15 4 A 0 1572 0 A 899525 D Common stock, $0.0001 par value 226089 I By BTCSJC Music LLC Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest on September 15, 2023, subject to the Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date. Represents Deferred Stock Units ("DSUs") awarded under the Plan. Each DSU is the economic equivalent of one share of Common Stock. The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on September 15, 2023, subject to the Reporting Person's continued service on the Board on such date. The number of DSUs received was calculated based on $6.36, which was the closing price of the Issuer's Common Stock on the date of grant. /s/ Golnar Khosrowshahi, as attorney-in-fact for Stephen M. Cook 2022-09-19