0000950142-22-000736.txt : 20220215 0000950142-22-000736.hdr.sgml : 20220215 20220215213218 ACCESSION NUMBER: 0000950142-22-000736 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210214 FILED AS OF DATE: 20220215 DATE AS OF CHANGE: 20220215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cook Stephen M. CENTRAL INDEX KEY: 0001867327 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39795 FILM NUMBER: 22641315 MAIL ADDRESS: STREET 1: 75 VARICK STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Reservoir Media, Inc. CENTRAL INDEX KEY: 0001824403 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 75 VARICK STREET, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 212-675-0541 MAIL ADDRESS: STREET 1: 75 VARICK STREET, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: Roth CH Acquisition II Co DATE OF NAME CHANGE: 20200911 4 1 es220226309_4-cook.xml OWNERSHIP DOCUMENT X0306 4 2021-02-14 0 0001824403 Reservoir Media, Inc. RSVR 0001867327 Cook Stephen M. C/O RESERVOIR MEDIA, INC. 75 VARICK STREET, 9TH FLOOR NEW YORK NY 10013 1 0 0 0 Common stock, $0.0001 par value 2022-02-14 4 P 0 16510 7.03 A 158736 I By BTCSJC Music LLC Common stock, $0.0001 par value 2022-02-15 4 P 0 25000 7.46 A 183736 I By BTCSJC Music LLC Common stock, $0.0001 par value 873435 D Warrants to purchase Common Stock 11.50 2022-02-14 4 P 0 1510 1.10 A 2021-08-27 2026-07-28 Common Stock 1510 1510 I By BTCSJC Music LLC The Reporting Person purchased 16,510 shares of common stock, par value $0.0001 per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer") in multiple trades at prices ranging from $6.92 to $7.12 per share. The price reported above reflects the weighted average purchase price per share of the Common Stock. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares of the Common Stock purchased and prices at which the transactions were effected. The Reporting Person purchased 25,000 shares of Common Stock of the Issuer in multiple trades at prices ranging from $7.30 to $7.50 per share. The price reported above reflects the weighted average purchase price per share of the Common Stock. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares of the Common Stock purchased and prices at which the transactions were effected. The Reporting Person purchased 1,510 warrants, each whole warrant exercisable to purchase one share of the Common Stock at $11.50, in multiple trades at prices ranging from $1.09 to $1.12 per warrant. The price reported above reflects the weighted average purchase price per warrant. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of warrants and prices at which the transaction was effected. /s/ Golnar Khosrowshahi, as attorney-in-fact for Stephen M. Cook 2022-02-15