8-A12B 1 tm2030737d16_8a12b.htm 8-A12B

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM 8-A

 

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

 

 

VALLON PHARMACEUTICALS, INC.

(Exact name of registrant as specified in its charter)

 

 
     
Delaware   82-4369909
(State or other jurisdiction of incorporation or organization)   (I.R.S. Employer Identification No.)
   

Two Logan Square

100 N. 18th Street, Suite 300

Philadelphia, PA

   19103
(Address of principal executive offices)   (Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class

to be so registered 

 

Name of exchange on which
each class is to be registered 

Common Stock, $0.0001 par value per share   The Nasdaq Stock Market LLC
     
 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box.  ¨

 

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box.  ¨

 

Securities Act registration statement or Regulation A offering statement file number to which this form relates: 333-249636

 

Securities to be registered pursuant to Section 12(g) of the Act: None

 

 

 

 

 

 

 

Item 1. Description of Registrant’s Securities to be Registered.

 

A description of the common stock, $0.0001 par value per share, of Vallon Pharmaceuticals, Inc., a Delaware corporation (the “Registrant”), to be registered hereunder is contained in the section entitled “Description of Capital Stock” in the prospectus included in the Registrant’s Registration Statement on Form S-1 (File No. 333-249636), initially filed with the Securities and Exchange Commission (the “Commission”) on October 23, 2020, as subsequently amended (the “Registration Statement”), and is incorporated herein by reference. Any form of prospectus subsequently filed by the Registrant with the Commission pursuant to Rule 424(b) under the Securities Act of 1933, as amended, that constitutes part of the Registration Statement shall be deemed to be incorporated herein by reference.

 

Item 2. Exhibits.

 

Under the “Instructions as to Exhibits” with respect to Form 8-A, no exhibits are required to be filed with this registration statement because no other securities of the Registrant are registered on The Nasdaq Stock Market LLC, and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.

  

 

 

 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

  Vallon Pharmaceuticals, Inc.
     
Date: February 8, 2021 By: /s/ David Baker  
    David Baker
President and Chief Executive Officer