0000943374-21-000219.txt : 20210521 0000943374-21-000219.hdr.sgml : 20210521 20210521104717 ACCESSION NUMBER: 0000943374-21-000219 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210520 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20210521 DATE AS OF CHANGE: 20210521 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Generations Bancorp NY, Inc. CENTRAL INDEX KEY: 0001823365 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-39883 FILM NUMBER: 21947267 BUSINESS ADDRESS: STREET 1: 20 EAST BAYARD STREET CITY: SENECA FALLS STATE: NY ZIP: 13148 BUSINESS PHONE: (315) 568-5855 MAIL ADDRESS: STREET 1: 20 EAST BAYARD STREET CITY: SENECA FALLS STATE: NY ZIP: 13148 8-K 1 form8k.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K
CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported):  May 20, 2021

GENERATIONS BANCORP NY, INC.
(Exact Name of Registrant as Specified in Charter)

Maryland
  
001-39883
  
85-3659943
(State or Other Jurisdiction
of Incorporation)
  
(Commission File No.)
  
(I.R.S. Employer
Identification No.)
     
20 East Bayard Street, Seneca Falls, New York
  
13148
(Address of Principal Executive Offices)
  
(Zip Code)

Registrant's telephone number, including area code: (315) 568-5855

Not Applicable
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

[  ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Common stock, $0.01 par value per share
 
GBNY
 
The Nasdaq Stock Market, LLC
Title of Each Class
 
Trading Symbol(s)
 
Name of Each Exchange on Which Registered

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).     Emerging growth company   ⌧   

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   ☐

Item 5.07 Submission of Matters to a Vote of Security Holders.

On May 20, 2021, Generations Bancorp NY, Inc. (the “Company”) held its 2021 Annual Meeting of Stockholders.  At the Annual Meeting, stockholders considered and voted on the following matters, with a breakdown of the votes cast set forth below.

Matter 1.
The election of Bradford M. Jones, James E. Gardner and Gerald Macaluso as directors of the Company, each to serve a three-year term and until his successor is elected and qualified.

 
For
Withheld
Broker Non-Votes
       
Bradford M. Jones
 
1,320,337
26,902
414,018
James E. Gardner
1,317,858
29,381
414,018
       
Gerald Macaluso
1,297,298
49,941
414,018
       


Matter 2.
The ratification of the appointment of BKD, LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021.

For
Against
Abstain
Broker Non-Votes
       
1,744,948
51
16,258
0
     


Item 9.01 Financial Statements and Exhibits.

(a)
Financial statements of businesses acquired.  Not Applicable.
    
(b)
Pro forma financial information.  Not Applicable.
    
(c)
Shell company transactions: Not Applicable.
    
(d)
Exhibits: Not applicable.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.


 
GENERATIONS BANCORP NY, INC.
   
   
   
DATE: May 20, 2021
By:     /s/ Menzo D. Case
 
Menzo D. Case
 
President and Chief Executive Officer