0001104659-24-036367.txt : 20240319
0001104659-24-036367.hdr.sgml : 20240319
20240319215924
ACCESSION NUMBER: 0001104659-24-036367
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240315
FILED AS OF DATE: 20240319
DATE AS OF CHANGE: 20240319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lowe Adam Joseph
CENTRAL INDEX KEY: 0001885801
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39687
FILM NUMBER: 24766219
MAIL ADDRESS:
STREET 1: C/O COMPOSECURE, INC.
STREET 2: 309 PIERCE STREET
CITY: SOMERSET
STATE: NJ
ZIP: 08873
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CompoSecure, Inc.
CENTRAL INDEX KEY: 0001823144
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
ORGANIZATION NAME: 09 Crypto Assets
IRS NUMBER: 852749902
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 309 PIERCE STREET
CITY: SOMERSET
STATE: NJ
ZIP: 08873
BUSINESS PHONE: 908-518-0500EXT.1390
MAIL ADDRESS:
STREET 1: 309 PIERCE STREET
CITY: SOMERSET
STATE: NJ
ZIP: 08873
FORMER COMPANY:
FORMER CONFORMED NAME: Roman DBDR Tech Acquisition Corp.
DATE OF NAME CHANGE: 20200901
4
1
tm249311-3_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-03-15
0
0001823144
CompoSecure, Inc.
CMPO
0001885801
Lowe Adam Joseph
C/O COMPOSECURE, INC.
309 PIERCE STREET
SOMERSET
NJ
08873
0
1
0
0
Chief Product & Innov. Officer
0
Class A Common Stock
2024-03-15
4
A
0
221773
5.19
A
956924
D
Class A Common Stock
2024-03-15
4
A
0
221773
5.19
A
1178697
D
These shares represent restricted stock units ("RSUs"), which will vest ratably over three years, with 33% of the award vesting on each of January 1, 2025, January 1, 2026 and January 1, 2027, respectively, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting.
These shares represent performance-vesting RSUs, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting.
Includes (A) the RSUs described in footnote (1) above, (B) 216,858 shares of Class A Common Stock owned by the reporting person, (C) 300,000 shares of Class A Common Stock underlying the 2022 Unvested Time-Vesting RSUs, (D) 87,317 shares of Class A Common Stock underlying the 2023 Unvested Time-Vesting RSUs, and (E) 130,976 performance-vesting RSUs, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting. The RSUs will be settled into Class A Common Stock upon vesting and may be settled net of shares withheld to pay applicable taxes.
Includes (A) the RSUs described in footnotes (1) and (2) above, (B) 216,858 shares of Class A Common Stock owned by the reporting person, (C) 300,000 shares of Class A Common Stock underlying the 2022 Unvested Time-Vesting RSUs, (D) 87,317 shares of Class A Common Stock underlying the 2023 Unvested Time-Vesting RSUs, and (E) 130,976 performance-vesting RSUs, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting. The RSUs will be settled into Class A Common Stock upon vesting and may be settled net of shares withheld to pay applicable taxes.
/s/ Adam Lowe, by attorney-in-fact Timothy Fitzsimmons
2024-03-19