0001104659-24-036363.txt : 20240319 0001104659-24-036363.hdr.sgml : 20240319 20240319215826 ACCESSION NUMBER: 0001104659-24-036363 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240315 FILED AS OF DATE: 20240319 DATE AS OF CHANGE: 20240319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fitzsimmons Timothy Walter CENTRAL INDEX KEY: 0001885866 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39687 FILM NUMBER: 24766216 MAIL ADDRESS: STREET 1: C/O COMPOSECURE, INC. STREET 2: 309 PIERCE STREET CITY: SOMERSET STATE: NJ ZIP: 08873 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CompoSecure, Inc. CENTRAL INDEX KEY: 0001823144 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 09 Crypto Assets IRS NUMBER: 852749902 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 309 PIERCE STREET CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 908-518-0500EXT.1390 MAIL ADDRESS: STREET 1: 309 PIERCE STREET CITY: SOMERSET STATE: NJ ZIP: 08873 FORMER COMPANY: FORMER CONFORMED NAME: Roman DBDR Tech Acquisition Corp. DATE OF NAME CHANGE: 20200901 4 1 tm249311-5_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-03-15 0 0001823144 CompoSecure, Inc. CMPO 0001885866 Fitzsimmons Timothy Walter C/O COMPOSECURE, INC. 309 PIERCE STREET SOMERSET NJ 08873 0 1 0 0 Chief Financial Officer 0 Class A Common Stock 2024-03-15 4 A 0 122158 5.19 A 497952 D Class A Common Stock 2024-03-15 4 A 0 122158 5.19 A 620110 D These shares represent restricted stock units ("RSUs"), which will vest ratably over three years, with 33% of the award vesting on each of January 1, 2025, January 1, 2026 and January 1, 2027, respectively, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting. These shares represent performance-vesting RSUs, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting. Includes (A) the RSUs described in footnote (1) above, (B) 107,989 shares of Class A Common Stock owned by the reporting person, (C) 125,000 shares of Class A Common Stock underlying the 2022 Unvested Time-Vesting RSUs, (D) 61,122 shares of Class A Common Stock underlying the 2023 Unvested Time-Vesting RSUs, and (E) 91, 683 performance-vesting RSUs, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting. Includes (A) the RSUs described in footnotes (1) and (2) above, (B) 107,989 shares of Class A Common Stock owned by the reporting person, (C) 125,000 shares of Class A Common Stock underlying the 2022 Unvested Time-Vesting RSUs, (D) 61,122 shares of Class A Common Stock underlying the 2023 Unvested Time-Vesting RSUs, and (E) 91, 683 performance-vesting RSUs, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting. /s/ Timothy W. Fitzsimmons 2024-03-19