0001104659-23-044722.txt : 20230412 0001104659-23-044722.hdr.sgml : 20230412 20230412181747 ACCESSION NUMBER: 0001104659-23-044722 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230410 FILED AS OF DATE: 20230412 DATE AS OF CHANGE: 20230412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roman DBDR Tech Sponsor LLC CENTRAL INDEX KEY: 0001824499 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39687 FILM NUMBER: 23816669 BUSINESS ADDRESS: STREET 1: 2877 PARADISE ROAD STREET 2: #702 CITY: LAS VEGAS STATE: NV ZIP: 89109 BUSINESS PHONE: 3109469001 MAIL ADDRESS: STREET 1: 2877 PARADISE ROAD STREET 2: #702 CITY: LAS VEGAS STATE: NV ZIP: 89109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CompoSecure, Inc. CENTRAL INDEX KEY: 0001823144 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 852749902 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 309 PIERCE STREET CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 908-518-0500EXT.1390 MAIL ADDRESS: STREET 1: 309 PIERCE STREET CITY: SOMERSET STATE: NJ ZIP: 08873 FORMER COMPANY: FORMER CONFORMED NAME: Roman DBDR Tech Acquisition Corp. DATE OF NAME CHANGE: 20200901 4 1 tm2312637-1_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-04-10 0 0001823144 CompoSecure, Inc. CMPO 0001824499 Roman DBDR Tech Sponsor LLC 2877 PARADISE ROAD #702 LAS VEGAS NV 89109 0 0 1 0 0 Warrant 11.5 2023-04-10 4 S 0 350100 1.1861 D 2022-01-26 2026-12-27 Class A Common Stock 350100 10095892 D Warrant 11.5 2023-04-11 4 S 0 108518 1.2064 D 2022-01-26 2026-12-27 Class A Common Stock 108518 9987374 D Warrant 11.5 2023-04-12 4 S 0 1000 1.3000 D 2022-01-26 2026-12-27 Class A Common Stock 1000 9986374 D The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.17 to $1.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4. Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.22, inclusive. /s/ Dr. Donald G. Basile, as Authorized Signatory 2023-04-12