0001104659-23-044722.txt : 20230412
0001104659-23-044722.hdr.sgml : 20230412
20230412181747
ACCESSION NUMBER: 0001104659-23-044722
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230410
FILED AS OF DATE: 20230412
DATE AS OF CHANGE: 20230412
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roman DBDR Tech Sponsor LLC
CENTRAL INDEX KEY: 0001824499
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39687
FILM NUMBER: 23816669
BUSINESS ADDRESS:
STREET 1: 2877 PARADISE ROAD
STREET 2: #702
CITY: LAS VEGAS
STATE: NV
ZIP: 89109
BUSINESS PHONE: 3109469001
MAIL ADDRESS:
STREET 1: 2877 PARADISE ROAD
STREET 2: #702
CITY: LAS VEGAS
STATE: NV
ZIP: 89109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CompoSecure, Inc.
CENTRAL INDEX KEY: 0001823144
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 852749902
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 309 PIERCE STREET
CITY: SOMERSET
STATE: NJ
ZIP: 08873
BUSINESS PHONE: 908-518-0500EXT.1390
MAIL ADDRESS:
STREET 1: 309 PIERCE STREET
CITY: SOMERSET
STATE: NJ
ZIP: 08873
FORMER COMPANY:
FORMER CONFORMED NAME: Roman DBDR Tech Acquisition Corp.
DATE OF NAME CHANGE: 20200901
4
1
tm2312637-1_4seq1.xml
OWNERSHIP DOCUMENT
X0407
4
2023-04-10
0
0001823144
CompoSecure, Inc.
CMPO
0001824499
Roman DBDR Tech Sponsor LLC
2877 PARADISE ROAD #702
LAS VEGAS
NV
89109
0
0
1
0
0
Warrant
11.5
2023-04-10
4
S
0
350100
1.1861
D
2022-01-26
2026-12-27
Class A Common Stock
350100
10095892
D
Warrant
11.5
2023-04-11
4
S
0
108518
1.2064
D
2022-01-26
2026-12-27
Class A Common Stock
108518
9987374
D
Warrant
11.5
2023-04-12
4
S
0
1000
1.3000
D
2022-01-26
2026-12-27
Class A Common Stock
1000
9986374
D
The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.17 to $1.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4.
Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.22, inclusive.
/s/ Dr. Donald G. Basile, as Authorized Signatory
2023-04-12