0001104659-22-059668.txt : 20220512 0001104659-22-059668.hdr.sgml : 20220512 20220512200936 ACCESSION NUMBER: 0001104659-22-059668 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220512 FILED AS OF DATE: 20220512 DATE AS OF CHANGE: 20220512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilk Jonathan CENTRAL INDEX KEY: 0001885796 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39687 FILM NUMBER: 22919732 MAIL ADDRESS: STREET 1: C/O COMPOSECURE, INC. STREET 2: 309 PIERCE STREET CITY: SOMERSET STATE: NJ ZIP: 08873 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CompoSecure, Inc. CENTRAL INDEX KEY: 0001823144 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 852749902 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 309 PIERCE STREET CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 908-518-0500EXT.1390 MAIL ADDRESS: STREET 1: 309 PIERCE STREET CITY: SOMERSET STATE: NJ ZIP: 08873 FORMER COMPANY: FORMER CONFORMED NAME: Roman DBDR Tech Acquisition Corp. DATE OF NAME CHANGE: 20200901 4 1 tm2215463-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-05-12 0 0001823144 CompoSecure, Inc. CMPO 0001885796 Wilk Jonathan C/O COMPOSECURE, INC. 309 PIERCE STREET SOMERSET NJ 08873 1 1 0 0 Chief Executive Officer Class A Common Stock 2022-05-12 4 P 0 20000 6.0925 A 1592831 D Reflects the weighted average price of purchases on May 12, 2022. The shares were purchased in multiple transactions at prices ranging from $6.045 to $6.13, inclusive. The reporting person undertakes to provide CompoSecure, Inc., any security holder of CompoSecure, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Includes (A) 20,000 shares of Class A Common Stock purchased on May 12, 2022 and reported on this Form 4 and (B) (i) 1,123,451 time-vested restricted stock units ("RSUs"), which will vest ratably over four years, with 25% of the award vesting on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date and (ii) 449,380 performance-vested RSUs, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date. The RSUs will be settled into Class A Common Stock upon vesting. The total reported above does not include 1,236,027 shares of Class B Common Stock, and a corresponding number of Class B Common Units issued by CompoSecure that are exchangeable for Class A Common Stock on a share-for-share basis, subject to adjustment, and a corresponding cancellation of the Class B Common Stock, held by CompoSecure Employee LLC. Mr. Wilk may be deemed the beneficial owner of the 1,236,027 shares of Class B Common Stock because he serves as the sole member of the CompoSecure Employee LLC. Mr. Wilk disclaims beneficial ownership of the shares held by the CompoSecure Employee LLC. /s/ Jonathan Wilk, by attorney-in-fact Steven J. Feder 2022-05-12