0001972362-24-000241.txt : 20240228 0001972362-24-000241.hdr.sgml : 20240228 20240228175644 ACCESSION NUMBER: 0001972362-24-000241 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240228 DATE AS OF CHANGE: 20240228 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] ORGANIZATION NAME: 06 Technology IRS NUMBER: 370602744 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 24697619 BUSINESS ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 9728917700 MAIL ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Fassino Anthony D. CENTRAL INDEX KEY: 0001839757 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 144 1 primary_doc.xml 144 0001839757 XXXXXXXX LIVE 0000018230 CATERPILLAR INC 001-00768 5205 N. O'CONNOR BOULEVARD SUITE 100 IRVING TX 75039 9728917700 Fassino Anthony D. Officer COMMON Morgan Stanley Smith Barney LLC Executive Services

200 W Civic Center Dr - 4th Floor SANDY UT 84070

4575 1508812.13 499400000 02/28/2024 NYSE COMMON 02/28/2024 STOCK OPTION EXERCISE ISSUER N 4575 02/28/2024 COMPENSATION N ANTHONY FASSINO

5205 N. O'CONNOR BOULEVARD SUITE 100 IRVING TX 75039

STOCK OPTION EXERCISE 02/22/2024 4494 1446888.24 ANTHONY FASSINO

5205 N. O'CONNOR BOULEVARD SUITE 100 IRVING TX 75039

STOCK OPTION EXERCISE 02/15/2024 7469 2405018.00 02/28/2024 /s/ Anthony D Fassino