0001968582-24-000077.txt : 20240202 0001968582-24-000077.hdr.sgml : 20240202 20240202161638 ACCESSION NUMBER: 0001968582-24-000077 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240202 DATE AS OF CHANGE: 20240202 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] ORGANIZATION NAME: 06 Technology IRS NUMBER: 370602744 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 24591643 BUSINESS ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 9728917700 MAIL ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BONFIELD ANDREW R J CENTRAL INDEX KEY: 0001199292 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O BRISTOL MYERS SQUIBB CO STREET 2: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10164 144 1 primary_doc.xml 144 0001199292 XXXXXXXX LIVE 0000018230 Caterpillar, Inc. 001-00768 5205 N. O'Connor Boulevard Suite 100 Irving TX 75039 972-891-7700 Andrew Bonfield Officer Common Stock J.P. Morgan Securities LLC

390 Madison Avenue 6th Floor New York NY 10017

10000 3070000 509084743 02/02/2024 NYSE Common Stock 03/05/2021 Net Exercise and Hold Issuer N 2493 03/05/2021 Compensation Common Stock 02/08/2022 PRSU Vest Issuer N 7507 02/08/2022 Compensation N Andrew Bonfield

C/o Caterpillar, Inc. 5205 N. O'Connor Blvd, Suite 100 Irving TX 75039

Common Stock 01/25/2024 10000 3000358 02/02/2024 08/22/2023 /s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Andrew Bonfield