<SEC-DOCUMENT>0001214659-21-004769-index.html : 20210503 <SEC-HEADER>0001214659-21-004769.hdr.sgml : 20210503 <ACCEPTANCE-DATETIME>20210503134753 ACCESSION NUMBER: 0001214659-21-004769 CONFORMED SUBMISSION TYPE: PX14A6G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20210503 DATE AS OF CHANGE: 20210503 EFFECTIVENESS DATE: 20210503 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: PX14A6G SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 21882636 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 2245514000 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AS YOU SOW CENTRAL INDEX KEY: 0001086462 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: PX14A6G BUSINESS ADDRESS: STREET 1: 2150 KITTREDGE ST. STREET 2: SUITE 450 CITY: BERKELEY STATE: CA ZIP: 94704 BUSINESS PHONE: 510-735-8155 MAIL ADDRESS: STREET 1: 2150 KITTREDGE ST. STREET 2: SUITE 450 CITY: BERKELEY STATE: CA ZIP: 94704 </SEC-HEADER> <DOCUMENT> <TYPE>PX14A6G <SEQUENCE>1 <FILENAME>j53211px14a6g.htm <TEXT> Document 1 - file: j53211px14a6g.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>2 <FILENAME>asyousowlogo.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 2 - file: asyousowlogo.jpg
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