0001104659-24-055039.txt : 20240430
0001104659-24-055039.hdr.sgml : 20240430
20240430172610
ACCESSION NUMBER: 0001104659-24-055039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240429
FILED AS OF DATE: 20240430
DATE AS OF CHANGE: 20240430
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHWAB SUSAN C
CENTRAL INDEX KEY: 0001202958
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 24898716
MAIL ADDRESS:
STREET 1: 2101 VAN MUNCHING HALL
CITY: COLLEGE PARK
STATE: MD
ZIP: 20742
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 370602744
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5205 N. O'CONNOR BOULEVARD
STREET 2: SUITE 100
CITY: IRVING
STATE: TX
ZIP: 75039
BUSINESS PHONE: 9728917700
MAIL ADDRESS:
STREET 1: 5205 N. O'CONNOR BOULEVARD
STREET 2: SUITE 100
CITY: IRVING
STATE: TX
ZIP: 75039
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
tm2413130-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-04-29
0
0000018230
CATERPILLAR INC
CAT
0001202958
SCHWAB SUSAN C
5205 N. O'CONNOR BOULEVARD, SUITE 100
IRVING
TX
75039
1
0
0
0
0
Common Stock
2024-04-29
4
D
0
8579
348.86
D
14593
D
Common Stock
2024-04-29
4
D
0
4302
349.92
D
10291
D
This transaction was executed in multiple trades at prices ranging from $348.46 to $349.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Includes adjustments for dividends accrued.
This transaction was executed in multiple trades at prices ranging from $349.49 to $350.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
/s/ Nicole Puza, POA for Susan Schwab
2024-04-30