0001104659-24-042726.txt : 20240402 0001104659-24-042726.hdr.sgml : 20240402 20240402194404 ACCESSION NUMBER: 0001104659-24-042726 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240401 FILED AS OF DATE: 20240402 DATE AS OF CHANGE: 20240402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Owens Derek CENTRAL INDEX KEY: 0002006879 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 24816443 MAIL ADDRESS: STREET 1: 5205 N. O'CONNOR BLVD. CITY: IRVING STATE: TX ZIP: 75039 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] ORGANIZATION NAME: 06 Technology IRS NUMBER: 370602744 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 9728917700 MAIL ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 tm2410627-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-04-01 0 0000018230 CATERPILLAR INC CAT 0002006879 Owens Derek 5205 N. O'CONNOR BOULEVARD, SUITE 100 IRVING TX 75039 0 1 0 0 CLO & General Counsel 0 Common Stock 2024-04-01 4 F 0 72 365.29 D 4108 D Represents shared withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted April 1, 2022. /s/ Nicole Puza, POA for Derek Owens 2024-04-02