0001104659-24-031072.txt : 20240305
0001104659-24-031072.hdr.sgml : 20240305
20240305165001
ACCESSION NUMBER: 0001104659-24-031072
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240301
FILED AS OF DATE: 20240305
DATE AS OF CHANGE: 20240305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Owens Derek
CENTRAL INDEX KEY: 0002006879
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 24721640
MAIL ADDRESS:
STREET 1: 5205 N. O'CONNOR BLVD.
CITY: IRVING
STATE: TX
ZIP: 75039
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 370602744
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5205 N. O'CONNOR BOULEVARD
STREET 2: SUITE 100
CITY: IRVING
STATE: TX
ZIP: 75039
BUSINESS PHONE: 9728917700
MAIL ADDRESS:
STREET 1: 5205 N. O'CONNOR BOULEVARD
STREET 2: SUITE 100
CITY: IRVING
STATE: TX
ZIP: 75039
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
tm248010-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-03-01
0
0000018230
CATERPILLAR INC
CAT
0002006879
Owens Derek
5205 N. O'CONNOR BOULEVARD, SUITE 100
IRVING
TX
75039
0
1
0
0
CLO & General Counsel
0
Common Stock
2024-03-01
4
F
0
53
335.69
D
1669
D
Common Stock
2024-03-04
4
A
0
2510
0
A
4179
D
Employee Stock Options
338.65
2024-03-04
4
A
0
8152
0
A
2034-03-04
Common Stock
8152
8152
D
Represents shared withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 1, 2021.
Includes adjustments for dividends accrued and an adjustment for previously unreported holdings of 960 shares
The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
/s/ Nicole Puza, POA for Derek Owens
2024-03-05