0001104659-24-029307.txt : 20240229
0001104659-24-029307.hdr.sgml : 20240229
20240229143556
ACCESSION NUMBER: 0001104659-24-029307
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240228
FILED AS OF DATE: 20240229
DATE AS OF CHANGE: 20240229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fassino Anthony D.
CENTRAL INDEX KEY: 0001839757
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 24702812
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 370602744
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5205 N. O'CONNOR BOULEVARD
STREET 2: SUITE 100
CITY: IRVING
STATE: TX
ZIP: 75039
BUSINESS PHONE: 9728917700
MAIL ADDRESS:
STREET 1: 5205 N. O'CONNOR BOULEVARD
STREET 2: SUITE 100
CITY: IRVING
STATE: TX
ZIP: 75039
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
tm247306-4_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-02-28
0
0000018230
CATERPILLAR INC
CAT
0001839757
Fassino Anthony D.
5205 N. O'CONNOR BOULEVARD, SUITE 100
IRVING
TX
75039
0
1
0
0
Group President
0
Common Stock
2024-02-28
4
M
0
7881
138.35
A
31355
D
Common Stock
2024-02-28
4
F
0
3306
329.73
D
28049
D
Common Stock
2024-02-28
4
S
0
4575
329.80
D
23474
D
Common Stock
1425
I
Held by 401(k) Plan
Employee Stock Options
138.35
2024-02-28
4
M
0
7881
138.35
A
2029-03-04
Common Stock
7881
0
D
The information in this report is based on a 401(k) plan statement dated as of January 31, 2024.
The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 4, 2019 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
/s/ Nicole Puza, POA for Anthony D. Fassino
2024-02-29