0001104659-24-024301.txt : 20240215 0001104659-24-024301.hdr.sgml : 20240215 20240215060324 ACCESSION NUMBER: 0001104659-24-024301 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240213 FILED AS OF DATE: 20240215 DATE AS OF CHANGE: 20240215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaiser Jason CENTRAL INDEX KEY: 0002005183 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 24641936 MAIL ADDRESS: STREET 1: 5205 N. O'CONNOR BLVD. STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] ORGANIZATION NAME: 06 Technology IRS NUMBER: 370602744 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 9728917700 MAIL ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 tm245322-7_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-02-13 0 0000018230 CATERPILLAR INC CAT 0002005183 Kaiser Jason 5205 N. O'CONNOR BOULEVARD, SUITE 100 IRVING TX 75039 0 1 0 0 Group President 0 Common Stock 2024-02-13 4 A 0 2408 0.00 A 4118 D Common Stock 2024-02-13 4 F 0 605 313.40 D 3513 D Common Stock 361 I Held by 401(k) Plan Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 1, 2021. The information in this report is based on a 401(k) plan statement dated as of January 31, 2024. /s/ Nicole Puza, POA for Jason Kaiser 2024-02-15