0001104659-24-012249.txt : 20240208
0001104659-24-012249.hdr.sgml : 20240208
20240208152027
ACCESSION NUMBER: 0001104659-24-012249
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240207
FILED AS OF DATE: 20240208
DATE AS OF CHANGE: 20240208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: De Lange Bob
CENTRAL INDEX KEY: 0001694342
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 24608653
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 370602744
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5205 N. O'CONNOR BOULEVARD
STREET 2: SUITE 100
CITY: IRVING
STATE: TX
ZIP: 75039
BUSINESS PHONE: 9728917700
MAIL ADDRESS:
STREET 1: 5205 N. O'CONNOR BOULEVARD
STREET 2: SUITE 100
CITY: IRVING
STATE: TX
ZIP: 75039
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
tm245322-2_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-02-07
0
0000018230
CATERPILLAR INC
CAT
0001694342
De Lange Bob
100 5205 N. O'CONNOR BOULEVARD, SUITE
IRVING
TX
75039
0
1
0
0
Group President
0
Common Stock
2024-02-07
4
M
0
30000
95.66
A
91092
D
Common Stock
2024-02-07
4
F
0
8806
325.87
D
82286
D
Common Stock
2024-02-07
4
S
0
21194
325.52
D
61092
D
Employee Stock Options
95.66
2024-02-07
4
M
0
30000
95.66
D
2027-03-06
Common Stock
30000
29834
D
This transaction was executed in multiple trades at prices ranging from $325.42 to $325.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 6, 2017 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
/s/ Nicole Puza, POA for Bob De Lange
2024-02-08