0001104659-23-087957.txt : 20230804
0001104659-23-087957.hdr.sgml : 20230804
20230804193220
ACCESSION NUMBER: 0001104659-23-087957
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230803
FILED AS OF DATE: 20230804
DATE AS OF CHANGE: 20230804
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DICKINSON DANIEL M
CENTRAL INDEX KEY: 0001264714
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 231145350
MAIL ADDRESS:
STREET 1: THAYER CAPITAL PARTNERS
STREET 2: 1455 PENNSYLVANIA AVENUE NW, STE 350
CITY: WASHINGTON
STATE: DC
ZIP: 20004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5205 N. O'CONNOR BOULEVARD
STREET 2: SUITE 100
CITY: IRVING
STATE: TX
ZIP: 75039
BUSINESS PHONE: 9728917700
MAIL ADDRESS:
STREET 1: 5205 N. O'CONNOR BOULEVARD
STREET 2: SUITE 100
CITY: IRVING
STATE: TX
ZIP: 75039
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
tm2322787-3_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-08-03
0
0000018230
CATERPILLAR INC
CAT
0001264714
DICKINSON DANIEL M
5205 N. O'CONNOR BOULEVARD, SUITE 100
IRVING
TX
75039
1
0
0
0
0
Phantom Stock Unis
2023-08-03
4
J
0
9982
284.50
D
Common Stock
9982
20267
D
Each Phantom Stock unit is equilvant to one share of Caterpillar Inc. common stock.
Intra-plan transfer pursuannt to the Caterpillar Inc. Director's Deferred Compensation Plan.
The phantom stock units were acquired under the Caterpillar Inc. Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
Includes adjustment for dividends accrued.
/s/ Nicole Puza, POA for Daniel Dickinson
2023-08-04