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Consolidated Statement of Changes in Stockholders' Equity (USD $)
In Millions
Total
Common stock
Treasury stock
Profit employed in the business
Accumulated other comprehensive income (loss)
Noncontrolling interests
Comprehensive income (loss)
Balance at Dec. 31, 2009 (Before adjustment)$ 8,823  $ 19,711$ (3,764)  
Balance (Restatement Adjustment) (Adjustment to adopt consolidation of variable interest entities)[1](3)  (6)3  
Balance at Dec. 31, 20098,8203,439(10,646)19,705(3,761)83 
Increase (Decrease) in Stockholders' Equity       
Profit (loss) of consolidated and affiliated companies1,770  1,732 381,770
Foreign currency translation, net of tax of $15 and $51 for the nine months ended September 30, 2011 and 2010, respectively(26)   (40)14(26)
Pension and other postretirement benefits       
Current year actuarial gain (loss), net of tax of $500[2](857)   (857) (857)
Amortization of actuarial (gain) loss, net of tax of $158 and $121 for the nine months ended September 30, 2011 and 2010, respectively221   2183221
Current year prior service (cost) credit, net of tax of $1[2](1)   (1) (1)
Amortization of prior service (credit) cost, net of tax of $9 and $9 for the nine months ended September 30, 2011 and 2010, respectively(11)   (11) (11)
Amortization of transition (asset) obligation, net of tax of $1 and $0 for the nine months ended September 30, 2011 and 2010, respectively1   1 1
Derivative financial instruments       
Gains (losses) deferred, net of tax of $15 and $15 for the nine months ended September 30, 2011 and 2010, respectively(29)   (29) (29)
(Gains) losses reclassified to earnings, net of tax of $14 and $16 for the nine months ended September 30, 2011 and 2010, respectively32   32 32
Available-for-sale securities       
Gains (losses) deferred, net of tax of $8 and $23 for the nine months ended September 30, 2011 and 2010, respectively35   35 35
(Gains) losses reclassified to earnings, net of tax of $01   1 1
Change in ownership from noncontrolling interests(134)(68)   (66) 
Dividends declared(542)  (542)   
Common shares issued from treasury stock for stock-based compensation: 7,797,655 and 8,502,582 for the nine months ended September 30, 2011 and 2010, respectively19337156    
Common shares issued from treasury stock for benefit plans: 1,447,500[3]936627    
Stock-based compensation expense196196     
Net excess tax benefits from stock-based compensation8787     
Cat Japan share redemption[4]26  60 (34) 
Comprehensive income (loss)      1,136
Balance at Sep. 30, 20109,8753,757(10,463)20,955(4,412)38 
Balance at Dec. 31, 201010,8643,888(10,397)21,384(4,051)40 
Increase (Decrease) in Stockholders' Equity       
Profit (loss) of consolidated and affiliated companies3,419  3,381 383,419
Foreign currency translation, net of tax of $15 and $51 for the nine months ended September 30, 2011 and 2010, respectively(212)   (244)32(212)
Pension and other postretirement benefits       
Amortization of actuarial (gain) loss, net of tax of $158 and $121 for the nine months ended September 30, 2011 and 2010, respectively299   300(1)299
Amortization of prior service (credit) cost, net of tax of $9 and $9 for the nine months ended September 30, 2011 and 2010, respectively(15)   (15) (15)
Amortization of transition (asset) obligation, net of tax of $1 and $0 for the nine months ended September 30, 2011 and 2010, respectively1   1 1
Derivative financial instruments       
Gains (losses) deferred, net of tax of $15 and $15 for the nine months ended September 30, 2011 and 2010, respectively24   24 24
(Gains) losses reclassified to earnings, net of tax of $14 and $16 for the nine months ended September 30, 2011 and 2010, respectively(21)   (21) (21)
Available-for-sale securities       
Gains (losses) deferred, net of tax of $8 and $23 for the nine months ended September 30, 2011 and 2010, respectively(11)   (11) (11)
(Gains) losses reclassified to earnings, net of tax of $0(2)   (2) (2)
Change in ownership from noncontrolling interests4    4 
Dividends declared(581)  (581)   
Distribution to noncontrolling interests(3)    (3) 
Common shares issued from treasury stock for stock-based compensation: 7,797,655 and 8,502,582 for the nine months ended September 30, 2011 and 2010, respectively1101298    
Stock-based compensation expense163163     
Net excess tax benefits from stock-based compensation166166     
Cat Japan share redemption[4]8  67 (59) 
Comprehensive income (loss)      3,482
Balance at Sep. 30, 2011$ 14,213$ 4,229$ (10,299)$ 24,251$ (4,019)$ 51 
[1]See Note 15 for additional information.
[2]Changes in amounts due to plan re-measurements. See Note 9 for additional information.
[3]See Note 9 regarding shares issued for benefit plans.
[4]See Note 16 regarding the Cat Japan share redemption.