0001104659-26-059232.txt : 20260512 0001104659-26-059232.hdr.sgml : 20260512 20260512132312 ACCESSION NUMBER: 0001104659-26-059232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20260508 FILED AS OF DATE: 20260512 DATE AS OF CHANGE: 20260512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Epley Kyle Joseph CENTRAL INDEX KEY: 0002131716 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 26967448 MAIL ADDRESS: STREET 1: 5205 N. O'CONNOR BLVD. STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] ORGANIZATION NAME: 06 Technology EIN: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 9728917700 MAIL ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 tm2614368-1_4seq1.xml OWNERSHIP DOCUMENT X0609 4 2026-05-08 0 0000018230 CATERPILLAR INC CAT 0002131716 Epley Kyle Joseph false 5205 N. O'CONNOR BOULEVARD, SUITE 100 IRVING TX 75039 0 1 0 0 Chief Financial Officer 0 Common Stock 2026-05-08 4 A 0 515 0 A 17705 D Common Stock 3186 I Held by 401(k) plan Employee Stock Options 897.45 2026-05-08 4 A 0 1394 0 A 2036-05-08 Common Stock 1394 1394 D The information in this report is based on a 401(k) plan statement dated as of April 30, 2026. The stock options were granted pursuant to the Caterpillar Inc. 2023 Long-Term Incentive Plan and vest equally in 1/3 increments. 1/3 vests on the first anniversary of the grant date; 1/3 vests on March 2, 2028 and 1/3 vests on March 2, 2029. /s/ Nicole Puza, POA for Kyle J. Epley 2026-05-12