0000018230-20-000217.txt : 20200805
0000018230-20-000217.hdr.sgml : 20200805
20200805190156
ACCESSION NUMBER: 0000018230-20-000217
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200804
FILED AS OF DATE: 20200805
DATE AS OF CHANGE: 20200805
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Long Suzette M
CENTRAL INDEX KEY: 0001698572
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 201079180
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFILED
STATE: IL
ZIP: 60015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 2245514000
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
wf-form4_159666850306674.xml
FORM 4
X0306
4
2020-08-04
0
0000018230
CATERPILLAR INC
CAT
0001698572
Long Suzette M
510 LAKE COOK ROAD, SUITE 100
DEERFIELD
IL
60015
0
1
0
0
General Counsel/Corporate Sec.
Common Stock
2020-08-04
4
M
0
1971
95.66
A
13735
D
Common Stock
2020-08-04
4
F
0
1673
131.26
D
12062
D
Common Stock
2020-08-04
4
I
0
619
131.52
D
0
I
Held by 401(k) Plan
Employee Stock Options
95.66
2020-08-04
4
M
0
1971
0
D
2027-03-06
Common Stock
1971.0
0
D
The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 6, 2017 and vest equally in 1/3 increments on the first, second and third anniversary of the grant date.
/s/ Barbara Thomas, POA for Suzette M. Long
2020-08-05