0000018230-20-000208.txt : 20200728
0000018230-20-000208.hdr.sgml : 20200728
20200728144801
ACCESSION NUMBER: 0000018230-20-000208
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200725
FILED AS OF DATE: 20200728
DATE AS OF CHANGE: 20200728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Cheryl H
CENTRAL INDEX KEY: 0001552649
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 201053574
MAIL ADDRESS:
STREET 1: 40 WESTMINSTER STREET
CITY: PROVIDENCE
STATE: RI
ZIP: 02903
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 2245514000
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
wf-form4_159596206476998.xml
FORM 4
X0306
4
2020-07-25
0
0000018230
CATERPILLAR INC
CAT
0001552649
Johnson Cheryl H
510 LAKE COOK ROAD, SUITE 100
DEERFIELD
IL
60015
0
1
0
0
Chief Human Resources Officer
Common Stock
2020-07-25
4
F
0
921
138.70
D
10008
D
Common Stock
130
I
Held by 401(k) Plan
Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of restricted stock units granted on July 25, 2017.
Includes adjustments for dividends accrued.
The information in this report is based on a 401(k) plan statement dated as of June 30, 2020.
/s/ Barbara Thomas, POA for Cheryl H. Johnson
2020-07-28