0000018230-20-000114.txt : 20200310
0000018230-20-000114.hdr.sgml : 20200310
20200310104403
ACCESSION NUMBER: 0000018230-20-000114
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200306
FILED AS OF DATE: 20200310
DATE AS OF CHANGE: 20200310
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Long Suzette M
CENTRAL INDEX KEY: 0001698572
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 20700312
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFILED
STATE: IL
ZIP: 60015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 2245514000
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
wf-form4_158385142613234.xml
FORM 4
X0306
4
2020-03-06
0
0000018230
CATERPILLAR INC
CAT
0001698572
Long Suzette M
510 LAKE COOK ROAD, SUITE 100
DEERFIELD
IL
60015
0
1
0
0
General Counsel/Corporate Sec.
Common Stock
2020-03-06
4
F
0
1821
120.34
D
12154
D
Common Stock
2020-03-06
4
F
0
390
120.34
D
11764
D
Common Stock
576
I
Held by 401(k) Plan
Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of restricted stock units granted on March 6, 2017.
Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of restricted stock units granted on August 14, 2017.
The information in this report is based on a 401(k) plan statement dated as of 2/29/2020.
/s/ Barbara Thomas, POA for Suzette M. Long
2020-03-10