0000018230-20-000114.txt : 20200310 0000018230-20-000114.hdr.sgml : 20200310 20200310104403 ACCESSION NUMBER: 0000018230-20-000114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200306 FILED AS OF DATE: 20200310 DATE AS OF CHANGE: 20200310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Long Suzette M CENTRAL INDEX KEY: 0001698572 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 20700312 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFILED STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 2245514000 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 wf-form4_158385142613234.xml FORM 4 X0306 4 2020-03-06 0 0000018230 CATERPILLAR INC CAT 0001698572 Long Suzette M 510 LAKE COOK ROAD, SUITE 100 DEERFIELD IL 60015 0 1 0 0 General Counsel/Corporate Sec. Common Stock 2020-03-06 4 F 0 1821 120.34 D 12154 D Common Stock 2020-03-06 4 F 0 390 120.34 D 11764 D Common Stock 576 I Held by 401(k) Plan Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of restricted stock units granted on March 6, 2017. Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of restricted stock units granted on August 14, 2017. The information in this report is based on a 401(k) plan statement dated as of 2/29/2020. /s/ Barbara Thomas, POA for Suzette M. Long 2020-03-10