UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | |||||||||||
FORM | |||||||||||
Current Report | |||||||||||
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 | |||||||||||
Date of Report (Date of earliest event reported): | |||||||||||
(Exact name of registrant as specified in its charter) | |||||||||||
(State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S Employer Identification No.) |
(Address of principal executive offices) | (Zip Code) | |||||||||
Registrant’s telephone number, including area code: | ||||||||||
Former name or former address, if changed since last report: | N/A |
Securities registered pursuant to Section 12(b) of the Act: | |||||||||||
Title of each class | Trading Symbol (s) | Name of each exchange which registered | |||||||||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: | |||||||||||
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |||||||||||
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |||||||||||
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |||||||||||
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | |||||||||||
Indicate by check mark whether the registrant is an emerging growth company as defined by Rule 405 of the Securities Act of | |||||||||||
1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter). | |||||||||||
Emerging growth company | |||||||||||
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period | |||||||||||
for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act | ☐ |
Total Machines | July 2019 | June 2019 | May 2019 |
Asia/Pacific | DOWN 6% | DOWN 5% | DOWN 4% |
EAME | DOWN 1% | DOWN 5% | DOWN 5% |
Latin America | UP 20% | UP 11% | UP 16% |
North America | UP 9% | UP 12% | UP 15% |
World | UP 4% | UP 4% | UP 6% |
Resource Industries | July 2019 | June 2019 | May 2019 |
Asia/Pacific | UP 50% | UP 77% | UP 63% |
EAME | DOWN 16% | DOWN 21% | DOWN 18% |
Latin America | UP 48% | UP 7% | UP 11% |
North America | UP 36% | UP 39% | UP 35% |
World | UP 24% | UP 23% | UP 21% |
Construction Industries | July 2019 | June 2019 | May 2019 |
Asia/Pacific | DOWN 18% | DOWN 18% | DOWN 12% |
EAME | UP 5% | UP 1% | UNCHANGED |
Latin America | UP 8% | UP 13% | UP 20% |
North America | UP 4% | UP 7% | UP 11% |
World | DOWN 1% | UNCHANGED | UP 2% |
July 2019 | June 2019 | May 2019 | |
Power Gen | UP 17% | UP 27% | UP 23% |
Industrial | UP 16% | UP 5% | UP 8% |
Transportation | DOWN 23% | DOWN 17% | DOWN 1% |
Oil & Gas | UP 3% | DOWN 7% | DOWN 13% |
Total | UP 6% | UP 3% | UP 1% |
· asphalt pavers | · feller bunchers | · telehandlers |
· backhoe loaders | · harvesters | · small and medium |
· compactors | · knuckleboom loaders | track-type tractors |
· cold planers | · motorgraders | · track-type loaders |
· compact track and | · pipelayers | · wheel excavators |
multi-terrain loaders | · road reclaimers | · compact, small and |
· mini, small, medium | · site prep tractors | medium wheel loaders |
and large excavators | · skidders | · utility vehicles |
· forestry excavators | · skid steer loaders |
· electric rope shovels | · longwall miners | · landfill compactors |
· draglines | · large wheel loaders | · soil compactors |
· hydraulic shovels | · off-highway trucks | · machinery components |
· rotary drills | · articulated trucks | · electronics and control systems |
· hard rock vehicles | · wheel tractor scrapers | · select work tools |
· large track-type tractors | · wheel dozers | · hard rock continuous mining |
· large mining trucks | systems |
Exhibit | ||||
Number | Description | |||
104 | The cover page from this Current Report on Form 8-K, formatted in Inline XBRL. |
SIGNATURES | ||
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. | ||
CATERPILLAR INC. | ||
August 13, 2019 | By: | /s/ Suzette M. Long |
Suzette M. Long General Counsel & Corporate Secretary | ||
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