0000018230-18-000090.txt : 20180307
0000018230-18-000090.hdr.sgml : 20180307
20180307190418
ACCESSION NUMBER: 0000018230-18-000090
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180305
FILED AS OF DATE: 20180307
DATE AS OF CHANGE: 20180307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Long Suzette M
CENTRAL INDEX KEY: 0001698572
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 18674642
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFILED
STATE: IL
ZIP: 60015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 2245514000
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
wf-form4_152046743696786.xml
FORM 4
X0306
4
2018-03-05
0
0000018230
CATERPILLAR INC
CAT
0001698572
Long Suzette M
510 LAKE COOK ROAD, SUITE 100
DEERFIELD
IL
60015
0
1
0
0
General Counsel/Corporate Sec.
Common Stock
2018-03-06
4
F
0
2153
153.33
D
17493
D
Common Stock
468
I
Held by 401(k) Plan
Employee Stock Option
151.12
2018-03-05
4
A
0
46440
0
A
2028-03-05
Common Stock
46440.0
46440
D
Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of restricted stock units granted on March 6, 2017 and August 14, 2017.
The information in this report is based on a 401(k) Plan statement dated as of 2/28/2018.
The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments beginning on the first anniversary of the grant date.
/s/ Barbara Thomas, POA for Suzette M. Long
2018-03-07