0000018230-15-000280.txt : 20150804 0000018230-15-000280.hdr.sgml : 20150804 20150804161142 ACCESSION NUMBER: 0000018230-15-000280 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150731 FILED AS OF DATE: 20150804 DATE AS OF CHANGE: 20150804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bozeman David P CENTRAL INDEX KEY: 0001575959 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 151025656 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-07-31 0000018230 CATERPILLAR INC CAT 0001575959 Bozeman David P 100 N.E. ADAMS STREET PEORIA IL 61629 0 1 0 0 Senior Vice President Phantom Stock Units 2015-07-31 4 A 0 18 78.63 A Common Stock 18 1510 D Each phatom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. This total includes 9 shares that were credited to the reporting person's account under the Caterpillar Inc. Supplemental Deferred Compensation Plan ("the Plan") at a price per share of $78.63 and 9 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration. The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. David P. Bozeman; G. Acker, POA 2015-08-04