-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S4azMiwWFcvEI/h8ivfoAcrUGz6xY5mhu0EHB7iBPMyS0dDHPKePBXXO/uG6Rwv+ c1/AgpPNK7FChdkYRv+w8w== 0000018230-10-000136.txt : 20100303 0000018230-10-000136.hdr.sgml : 20100303 20100303161544 ACCESSION NUMBER: 0000018230-10-000136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100301 FILED AS OF DATE: 20100303 DATE AS OF CHANGE: 20100303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VITTECOQ GERARD R CENTRAL INDEX KEY: 0001171778 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 10653600 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-03-01 0000018230 CATERPILLAR INC CAT 0001171778 VITTECOQ GERARD R 76, ROUTE DE FRONTENEX P. O. BOX 6000, CH-1211 GENEVA 6 SWITZERLAND 0 1 0 0 Group President Common 104987 D Stock Appreciation Rights 57.85 2010-03-01 4 A 0 129394 0 A 2020-03-01 Common 129394 129394 D Restricted Stock Units 2010-03-01 4 A 0 3257 0 A Common 3257 3257 D Included in this amount are 38,565 shares in EIP and 89 shares in dividend reinvestment. The restricted stock units and stock appreciation rights vest on March 1, 2013. Each restricted stock unit represents a contingent right to receive one share of Caterpillar common stock. Gerard R. Vittecoq; L.J. Huxtable, POA 2010-03-03 -----END PRIVACY-ENHANCED MESSAGE-----