-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M107f2R3K9pxMXW0nH9Tr/BVMei3SylYTHU3Q2x7kSSHLU7+/Ay0Ks1lUR/kQiki sB+hK/OByIBswSwHP+Y/0Q== 0000018230-10-000130.txt : 20100303 0000018230-10-000130.hdr.sgml : 20100303 20100303160907 ACCESSION NUMBER: 0000018230-10-000130 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100301 FILED AS OF DATE: 20100303 DATE AS OF CHANGE: 20100303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURRITT DAVID B CENTRAL INDEX KEY: 0001204586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 10653514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-03-01 0000018230 CATERPILLAR INC CAT 0001204586 BURRITT DAVID B 100 N.E. ADAMS STREET PEORIA IL 61629-5390 0 1 0 0 V.P./Chief Financial Officer Common 23732 D Common 13314 I Owned by Wife Phantom Stock Units Common 0 13853 D Stock Appreciation Rights 57.85 2010-03-01 4 A 0 68572 0 A 2020-03-01 Common 68572 68572 D Restricted Stock Units 2010-03-01 4 A 0 3261 0 A Common 3261 3261 D This amount includes 13,688 shares in 401K and 374 shares in dividend reinvestment. Reporting person disclaims beneficial ownership. Security converts to common stock on a one-for-one basis. The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. The restricted stock units and stock appreciation rights vest on March 1, 2013. Each restricted stock unit represents a contingent right to receive one share of Caterpillar common stock. D. B. Burritt; L.J. Huxtable, POA 2010-03-03 -----END PRIVACY-ENHANCED MESSAGE-----