-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lyy/sdmMASFPlEMmbq2lHhUuCs0LT2vkVGJdgZcX4clNzNkr+SsZyFqtbzn1NbNr XTifBhhrXI12JQGH3okaXg== 0000018230-08-000441.txt : 20081230 0000018230-08-000441.hdr.sgml : 20081230 20081230144659 ACCESSION NUMBER: 0000018230-08-000441 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081219 FILED AS OF DATE: 20081230 DATE AS OF CHANGE: 20081230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OWENS JAMES W CENTRAL INDEX KEY: 0001171767 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 081275463 BUSINESS ADDRESS: BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-12-19 0000018230 CATERPILLAR INC CAT 0001171767 OWENS JAMES W 100 N.E. ADAMS STREET PEORIA IL 61629-7230 1 1 0 0 Chairman of the Board/CEO Common 2008-12-24 5 G 0 17949 0 D 183916 D Common 2008-12-19 5 G 0 2700 0 D 118344 I Held in Revocable Trust Common 2008-12-23 5 G 0 1200 0 D 117144 I Held in Revocable Trust Common 2008-12-24 5 G 0 17949 0 A 135093 I Held in Revocable Trust Common 2008-12-19 5 G 0 2400 0 A 4800 I Grandchildren's Trust Common 2008-12-19 5 G 0 300 0 A 300 I Grandchild's Trust Phantom Stock Units Common 6617 6617 D This amount includes 30,337 shares in 401K. Security converts to common stock on a one-for-one basis. The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. James W. Owens; L.J. Huxtable, POA 2008-12-30 -----END PRIVACY-ENHANCED MESSAGE-----