-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ATQ5/7LOVmSohxKHkU91lQJHWoEh5FzoKzPskz6R6UgeTF8yjAZkdQvU+XQBX+qJ gsCir0yczzdgZR+RclqGJA== 0000018230-08-000324.txt : 20080919 0000018230-08-000324.hdr.sgml : 20080919 20080919174158 ACCESSION NUMBER: 0000018230-08-000324 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080919 FILED AS OF DATE: 20080919 DATE AS OF CHANGE: 20080919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUDA JAMES B CENTRAL INDEX KEY: 0001171771 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 081081161 BUSINESS ADDRESS: BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-09-19 0000018230 CATERPILLAR INC CAT 0001171771 BUDA JAMES B 100 N.E. ADAMS STREET PEORIA IL 61629-7310 0 1 0 0 VP, General Counsel, Secy. Common 2008-09-19 4 M 0 3750 26.765 A 38322 D Common 2008-09-19 4 M 0 54000 25.3575 A 92322 D Common 2008-09-19 4 S 0 57750 74.50 D 34572 D Phantom Stock Units Common 76 10616 D Employee Stock Option 26.765 2008-09-19 4 M 0 3750 0 D 2011-06-12 Common 3750 0 D Employee Stock Option 25.3575 2008-09-19 4 M 0 54000 0 D 2012-06-11 Common 54000 0 D This amount includes 13,250 shares in 401K and 2374 shares in dividend reinvestment. Security converts to common stock on a one-for-one basis. The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. J. B. Buda; L.J. Huxtable, POA 2008-09-19 -----END PRIVACY-ENHANCED MESSAGE-----