-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SKbd6q1vWzr2LPlAfwCjuA5StFdUAdRzCVavmU3wI/hO4RQpruLuLS7x6HxCLkzh czNjWN90lNpORND/YxB0iQ== 0000018230-08-000295.txt : 20080808 0000018230-08-000295.hdr.sgml : 20080808 20080808104007 ACCESSION NUMBER: 0000018230-08-000295 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080807 FILED AS OF DATE: 20080808 DATE AS OF CHANGE: 20080808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DILLON JOHN T CENTRAL INDEX KEY: 0001171804 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 081000875 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-08-07 0000018230 CATERPILLAR INC CAT 0001171804 DILLON JOHN T 20 HORSENECK LANE GREENWICH CT 06830 1 0 0 0 Common 2008-08-07 4 M 0 4000 28.7813 A 22335 D Common 2008-08-07 4 S 0 4000 69.602 D 18335 D Employee Stock Option 28.7813 2008-08-07 4 M 0 4000 0 D 2009-04-14 Common 4000 0 D This amount includes 688 dividend reinvestment shares. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Sale prices range from $69.60 to $69.61. John T. Dillon; L.J. Huxtable, POA 2008-08-08 -----END PRIVACY-ENHANCED MESSAGE-----