-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SezDqf03/7nIESUG7QwzR5m59NYJVE0LNErvDO9JbjtWWgrkrSxJRWEMK8OVOr/d Xww8M/mxCTrd6WJlptZbzA== 0000018230-07-000508.txt : 20071129 0000018230-07-000508.hdr.sgml : 20071129 20071129122842 ACCESSION NUMBER: 0000018230-07-000508 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071128 FILED AS OF DATE: 20071129 DATE AS OF CHANGE: 20071129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOSLER GAIL D CENTRAL INDEX KEY: 0001161659 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 071273777 BUSINESS ADDRESS: BUSINESS PHONE: 8479483980 MAIL ADDRESS: STREET 1: BAXTER INTERNATIONAL INC STREET 2: ONE BAXTER PKWY DF2-2W CITY: DEERFIELD STATE: IL ZIP: 60015 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-11-28 0000018230 CATERPILLAR INC CAT 0001161659 FOSLER GAIL D 845 THIRD AVENUE NEW YORK NY 10022-6679 1 0 0 0 Common 2007-11-28 4 M 0 4000 26.03 A 6000 D Common 2007-11-28 4 F 0 1485 70.09 D 4515 D Employee Stock Option 26.03 2007-11-28 4 M 0 4000 0 D 2013-04-09 Common 4000 0 D (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Gail D. Fosler; L.J. Huxtable, POA 2007-11-29 -----END PRIVACY-ENHANCED MESSAGE-----