-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, STVPNmGeuzB2CZpjzOjUS7kSuUwkSGEB6rcrLiefMmvSyU7QpoUJlUeNwTjTKOXr IcDuGj1ejDejLFVFvcBfCw== 0000018230-07-000346.txt : 20070621 0000018230-07-000346.hdr.sgml : 20070621 20070621132541 ACCESSION NUMBER: 0000018230-07-000346 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070620 FILED AS OF DATE: 20070621 DATE AS OF CHANGE: 20070621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VITTECOQ GERARD R CENTRAL INDEX KEY: 0001171778 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 07933227 BUSINESS ADDRESS: BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-06-20 0000018230 CATERPILLAR INC CAT 0001171778 VITTECOQ GERARD R 76, ROUTE DE FRONTENEX P. O. BOX 6000, CH-1211 GENEVA 6 SWITZERLAND 0 1 0 0 Group President Common 2007-06-20 4 M 0 19360 31.1719 A 89663 D Common 2007-06-20 4 F 0 7353 82.07 D 82310 D Employee Stock Option 31.1719 2007-06-20 4 M 0 19360 0 D 2009-06-08 Common 19360 0 D Included in this amount are 31,312 shares in EIP. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Gerard R. Vittecoq; L.J. Huxtable, POA 2007-06-21 -----END PRIVACY-ENHANCED MESSAGE-----