-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EObVcHdEeAixx980jeF8JO0capEqLEtO7JSd0QETP8O11vBHYPXG3+3EVel6ola7 F9LCk7snNz2tfvb59KXCLw== 0000018230-06-000107.txt : 20060206 0000018230-06-000107.hdr.sgml : 20060206 20060206155705 ACCESSION NUMBER: 0000018230-06-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060203 FILED AS OF DATE: 20060206 DATE AS OF CHANGE: 20060206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELLER JOHN S CENTRAL INDEX KEY: 0001287966 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 06581525 MAIL ADDRESS: STREET 1: 100 N.E. ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-02-03 0000018230 CATERPILLAR INC CAT 0001287966 HELLER JOHN S 100 N.E. ADAMS STREET PEORIA IL 61629-6415 0 1 0 0 Vice President Common 2006-02-03 4 M 0 13068 25.3575 A 31368 D Common 2006-02-03 4 S 0 13068 68.1757 D 18300 D Common 2006-02-03 4 M 0 3208 31.1719 A 21503 D Common 2006-02-03 4 M 0 3702 19.2032 A 25210 D Employee Stock Option 25.3575 2006-02-03 4 M 0 13068 0 D 2012-06-11 Common 13068 0 D Employee Stock Option 31.1719 2006-02-03 4 M 0 3208 0 D 2009-06-08 Common 3208 0 D Employee Stock Option 19.2032 2006-02-03 4 M 0 3702 0 D 2010-06-12 Common 3702 0 D This amount includes 8249 shares in 401K. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. John S. Heller; L.J. Huxtable, POA 2006-02-06 -----END PRIVACY-ENHANCED MESSAGE-----