-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C1c5UA6pZw/z8o6SdO/kq2G3AyY/ZADBFfczRBHsIqBUk4QjJFF6qT/dhxEBqPqb AiEQSxfAy9Skyx7cAeNBAw== 0000018230-06-000105.txt : 20060206 0000018230-06-000105.hdr.sgml : 20060206 20060206102528 ACCESSION NUMBER: 0000018230-06-000105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060203 FILED AS OF DATE: 20060206 DATE AS OF CHANGE: 20060206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Curfman Christopher C CENTRAL INDEX KEY: 0001307211 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 06580130 BUSINESS ADDRESS: BUSINESS PHONE: (309) 675-4610 MAIL ADDRESS: STREET 1: 100 N.E. ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-02-03 0000018230 CATERPILLAR INC CAT 0001307211 Curfman Christopher C 100 N.E. ADAMS STREET PEORIA IL 61629 0 1 0 0 Vice President Common 2006-02-03 4 M 0 5400 19.2032 A 26874 D Common 2006-02-03 4 S 0 5400 68.578 D 21474 D Employee Stock Option 19.2032 2006-02-03 4 M 0 5400 0 D 2010-06-12 Common 5400 0 D This amount includes 4539 shares in 401K and 381 shares in SEIP. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Christopher C. Curfman; L.J. Huxtable, POA 2006-02-06 -----END PRIVACY-ENHANCED MESSAGE-----