-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ClxG+3AhHHedFmk3JAWkhNxsJtHVlasu45v//V8eOxCCqo9SR9q8yT+DN7MLWhlh F+Vf1cG5Et8eqK3+qGkAZQ== 0000018230-06-000101.txt : 20060203 0000018230-06-000101.hdr.sgml : 20060203 20060203162511 ACCESSION NUMBER: 0000018230-06-000101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060201 FILED AS OF DATE: 20060203 DATE AS OF CHANGE: 20060203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mayo William D CENTRAL INDEX KEY: 0001342651 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 06578288 BUSINESS ADDRESS: BUSINESS PHONE: (309) 675-4610 MAIL ADDRESS: STREET 1: 100 N.E. ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-02-01 0000018230 CATERPILLAR INC CAT 0001342651 Mayo William D 100 N.E. ADAMS STREET PEORIA IL 61629-1205 0 1 0 0 Vice President Common 2006-02-01 4 I 0 2245 68.4029 A 7945 D Common 2006-02-02 4 M 0 9392 31.1719 A 17337 D Common 2006-02-02 4 M 0 15720 25.3575 A 33057 D Common 2006-02-02 4 S 0 25112 68.08 D 7945 D Common 2006-02-02 4 M 0 3868 25.8281 A 11813 D Common 2006-02-02 4 F 0 1457 68.545 D 10356 D Common 2006-02-02 4 M 0 3590 27.8438 A 13946 D Common 2006-02-02 4 F 0 1458 68.545 D 12488 D Employee Stock Option 31.1719 2006-02-02 4 M 0 9392 0 D 2009-06-08 Common 9392 0 D Employee Stock Option 25.3575 2006-02-02 4 M 0 15720 0 D 2012-06-11 Common 15720 0 D Employee Stock Option 25.8281 2006-02-02 4 M 0 3868 0 D 2007-06-10 Common 3868 0 D Employee Stock Option 27.8438 2006-02-02 4 M 0 3590 0 D 2008-06-09 Common 3590 0 D This amount includes 2245 shares in 401K and 28 shares in dividend reinvestment. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. William D. Mayo; L.J. Huxtable, POA 2006-02-03 -----END PRIVACY-ENHANCED MESSAGE-----